FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Contents Table A- CRP Level: Contribution to 2022 CGIAR Targets ................................................................................................................................................................ 3 Quantitative contribution to countries ....................................................................................................................................................................................... 4 FP1-Tree Genetic Resources for production and resilience .......................................................................................................................................................... 11 PIM Table B: Flagship level: outcomes by windows of funding ................................................................................................................................................. 11 PIM Table C: Flagship level: investments by sub-IDO’s ............................................................................................................................................................. 12 PIM Table D: Flagship level: annual milestones table ............................................................................................................................................................... 14 FP2-Enhancing trees and forest contribution to smallholder livelihoods ..................................................................................................................................... 20 PIM Table B: Flagship level: outcomes by windows of funding ................................................................................................................................................. 20 PIM Table C: Flagship level: investments by sub-IDO’s ............................................................................................................................................................. 22 PIM Table D: Flagship level: annual milestones table ............................................................................................................................................................... 23 FP3-Sustainable global value chains and investments .................................................................................................................................................................. 30 PIM Table B: Flagship level: outcomes by windows of funding ................................................................................................................................................. 30 PIM Table C: Flagship level: investments by sub-IDO’s ............................................................................................................................................................. 31 PIM Table D: Flagship level: annual milestones table ............................................................................................................................................................... 32 FP4-Landscape Dynamics, productivity and resilience .................................................................................................................................................................. 37 PIM Table B: Flagship level: outcomes by windows of funding ................................................................................................................................................. 37 PIM Table C: Flagship level: investments by sub-IDO’s ............................................................................................................................................................. 39 PIM Table D: Flagship level: annual milestones table ............................................................................................................................................................... 40 FP5-Climate change mitigation/adaptation opportunities in forests&agroforestry ..................................................................................................................... 49 PIM Table B: Flagship level: outcomes by windows of funding ................................................................................................................................................. 49 PIM Table C: Flagship level: investments by sub-IDO’s ............................................................................................................................................................. 50 PIM Table D: Flagship level: annual milestones table ............................................................................................................................................................... 51 1 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables 2 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Table A- CRP Level: Contribution to 2022 CGIAR Targets Synergies with other CRP's/ Target Amount W1+W2 W3 Bilateral Other CGIAR Target Unit of target Platforms (click Ctrl for contribution Needed ($) (%) (%) (%) (%) multiple selection) 100 million more farm households have adopted million farm DCLAS, Genebanks, Livestock, improved varieties, breeds or 31.2 75,800,000 15 0 85 0 households Maize, PIM, Rice, Wheat trees, and / or improved management practices 30 million people, of which DCLAS, Livestock, Maize, PIM, 50% are women, assisted to 19.1 million people 69,700,000 15 0 85 0 Rice, RTB, Wheat exit poverty Improve the rate of yield increase for major food DCLAS, Livestock, Maize, Rice, 0.1845 % 16,200,000 15 0 85 0 staples from current <1% to RTB, Wheat 1.2-1.5% per year 30 million more people, of which 50% are women, A4NH, DCLAS, Livestock, 17.2 million people 109,100,000 15 0 85 0 meeting minimum dietary Maize, PIM, Rice, RTB, Wheat energy requirements 5% increase in water and nutrient (inorganic, biological) DCLAS, Maize, Rice, RTB, WLE, use efficiency in agro- 0.225 % 14,100,000 15 0 85 0 Wheat ecosystems, including through recycling and reuse Reduce agriculturally-related greenhouse gas emissions by 0.2 Gt CO2-e yr-1 (5%) 0.2 Gt CO2e/yr 78,800,000 15 0 85 0 CCAFS, PIM, WLE compared with business-as- usual scenario in 2022 55 million hectares (ha) 30 millions of ha 39,400,000 15 0 85 0 DCLAS, PIM, WLE degraded land area restored 3 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Synergies with other CRP's/ Target Amount W1+W2 W3 Bilateral Other CGIAR Target Unit of target Platforms (click Ctrl for contribution Needed ($) (%) (%) (%) (%) multiple selection) 2.5 million ha of forest saved 2.5 millions of ha 30,300,000 10 0 90 0 CCAFS from deforestation Total 433,400,000 Quantitative contribution to countries CGIAR Target: 100 million more farm households have adopted improved varieties, breeds or trees, and / or improved management practices CGIAR Target countries Other Country Target contribution in country Ethiopia _ 3.3 Kenya _ 1.5 Uganda _ 0.5 Zambia _ 1.3 OTHER Côte d’Ivoire 0.8 Rwanda _ 0.3 Mali _ 0.7 Cameroon _ 1.2 DRC _ 1.2 Burkina Faso _ 0.5 Ghana _ 0.5 Mozambique _ 0.8 Tanzania _ 1 OTHER Indonesia 5.2 Vietnam _ 1.5 OTHER Lao People's Democratic Republic 0.5 India _ 4.3 4 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Nepal _ 0.2 OTHER Brazil 1.5 OTHER Peru 2 OTHER Guatemala 0.4 Nicaragua _ 0.4 OTHER Honduras 0.2 REST OF THE WORLD _ 1.4 C GIAR Target: 30 million peop le, of which 50% are women, assisted to ex it poverty CGIAR Target countries Other Country Target contribution in country Ethiopia _ 1.2 Kenya _ 0.6 Uganda _ 0.2 Zambia _ 0.5 OTHER Côte d’Ivoire 0.3 Rwanda _ 0.2 Mali _ 0.7 Cameroon _ 1.2 DRC _ 1.2 Burkina Faso _ 0.3 Ghana _ 0.1 Mozambique _ 0.8 Tanzania _ 1 OTHER Indonesia 4 Vietnam _ 0.6 OTHER Lao People's Democratic Republic 0.2 India _ 1.3 Nepal _ 0.1 OTHER Brazil 1.3 OTHER Peru 2 5 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables OTHER Guatemala 0.4 Nicaragua _ 0.4 OTHER Honduras 0.2 REST OF THE WORLD _ 0.3 C GIAR Target: Improve the rat e of yield increase for major food staples f rom current <1% to 1.2-1.5% per year CGIAR Target countries Other Country Target contribution in country Ethiopia _ 0.036 Kenya _ 0.018 Uganda _ 0.007 Mali _ 0.013 Burkina Faso _ 0.009 Tanzania _ 0.018 Vietnam _ 0.011 India _ 0.036 REST OF THE WORLD _ 0.036 6 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables CGIAR Target: 30 million more people, of which 50% are women, meeting minimum dietary energy requirements CGIAR Target countries Other Country Target contribution in country Ethiopia _ 1.2 Kenya _ 0.6 Uganda _ 0.2 Zambia _ 0.5 OTHER Côte d’Ivoire 0.3 Rwanda _ 0.2 Mali _ 0.2 Cameroon _ 1.2 DRC _ 1.2 Burkina Faso _ 0.3 Ghana _ 0.1 Mozambique _ 0.8 Tanzania _ 1 OTHER Indonesia 4 India _ 1.3 Nepal _ 0.1 OTHER Peru 2 OTHER Guatemala 0.4 Nicaragua _ 0.4 OTHER Honduras 0.2 REST OF THE WORLD _ 0.3 7 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables CGIAR Target: 5% increase in water and nutrient (inorganic, biological) use efficiency in agro-ecosystems, including through recycling and reuse CGIAR Target countries Other Country Target contribution in country Ethiopia _ 0.055 Kenya _ 0.037 Uganda _ 0.007 OTHER Côte d'Ivoire 0.011 Rwanda _ 0.007 Mali _ 0.013 Burkina Faso _ 0.009 Tanzania _ 0.018 OTHER Indonesia 0.006 Vietnam _ 0.011 India _ 0.037 OTHER Brazil 0.004 OTHER Peru 0.009 C GIAR Target: Reduce agricult urally-related greenhouse gas emissions by 0.2 Gt CO2-e yr-1 (5%) compared with business-as-usual scenario in 2022 CGIAR Target countries Other Country Target contribution in country Cameroon _ 0.01 DRC _ 0.02 OTHER Indonesia 0.08 Vietnam _ 0.02 OTHER Brazil 0.03 OTHER Peru 0.04 8 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables CGIAR Target: 55 million hectares (ha) degraded land area restored CGIAR Target countries Other Country Target contribution in country Ethiopia _ 3 Kenya _ 2 Uganda _ 0.5 Zambia _ 2 Rwanda _ 0.5 Mali _ 0.3 Cameroon _ 0.5 DRC _ 1 Burkina Faso _ 0.5 Ghana _ 0.2 Mozambique _ 0.5 Tanzania _ 0.2 OTHER Indonesia 8 OTHER China 0.4 India _ 3 OTHER Brazil 2 OTHER Peru 1 OTHER Guatemala 0.5 Nicaragua _ 0.5 OTHER Honduras 0.5 OTHER Colombia 0.3 OTHER Costa Rica 0.3 OTHER Liberia 0.3 OTHER Mexico 2 9 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables CGIAR Target: 2.5 million ha of forest saved from deforestation CGIAR Target countries Other Country Target contribution in country Cameroon _ 0.3 DRC _ 0.3 OTHER Indonesia 0.7 OTHER Brazil 0.7 OTHER Peru 0.5 10 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables FP1-Tree Genetic Resources for production and resilience PIM Table B: Flagship level: outcomes by windows of funding Amount W1+W2 W3 Bilateral Other W1+W2 W3 Bilateral Other 2022 outcome description needed ($) (%) (%) (%) (%) (Amount) (Amount) (Amount) (Amount) Managers and policy makers adopt effective monitoring methods, tools and practices to mitigate threats to valuable tree genetic resources, and implement suitable safeguarding strategies in line with international initiatives, such as the Global Plan of Action for Forest Genetic Resources and the Global Strategy on Conservation and Use of Cacao Genetic Resources 25,933,333 16 0 84 0 4,149,333 0 21,784,000 0 Agricultural and horticultural research partners adopt cost-effective domestication approaches for priority tree species, based on impacts and maximizing efficiency, and considering trade- offs involved in intensification 25,933,333 16 0 84 0 4,149,333 0 21,784,000 0 National governments, extension services and private partners adopt cost-effective and equitable tree planting material delivery pipelines, with appropriate decision-support tools, to supply high quality site-appropriate tree planting material to smallholders and other growers 25,933,334 16 0 84 0 4,149,333 0 21,784,001 0 77,800,000 12,448,000 0 65,352,000 0 11 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables PIM Table C: Flagship level: investments by sub-IDO’s Amount W1+W2 W3 Bilateral Other W1+W2 W3 Bilateral Other Sub-IDO needed ($) (%) (%) (%) (%) (Amount) (Amount) (Amount) (Amount) Increased conservation and use of genetic resources 7,770,000 16 0 84 0 1,243,200 0 6,526,800 0 Enhanced conservation of habitats and resources 4,620,000 16 0 84 0 739,200 0 3,880,800 0 Enrichment of plant and animal biodiversity for multiple goods and services 3,159,000 16 0 84 0 505,440 0 2,653,560 0 Enhanced genetic gains 7,669,000 16 0 84 0 1,227,040 0 6,441,960 0 Increased access to diverse nutrient- rich foods 3,159,000 16 0 84 0 505,440 0 2,653,560 0 More productive and equitable management of natural resources 2,369,000 16 0 84 0 379,040 0 1,989,960 0 Enhanced adaptive capacity to climate risks 2,370,000 16 0 84 0 379,200 0 1,990,800 0 More efficient use of inputs 7,670,000 16 0 84 0 1,227,200 0 6,442,800 0 Increased access to productive assets, incl. natural resources 3,950,000 16 0 84 0 632,000 0 3,318,000 0 Increased genetic diversity of agricultural and associated landscapes 3,950,000 16 0 84 0 632,000 0 3,318,000 0 Improved forecasting of impacts of climate change and targeted technology development 3,890,000 16 0 84 0 622,400 0 3,267,600 0 Enhanced capacity to deal with climatic risks and extremes 3,890,000 16 0 84 0 622,400 0 3,267,600 0 12 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Amount W1+W2 W3 Bilateral Other W1+W2 W3 Bilateral Other Sub-IDO needed ($) (%) (%) (%) (%) (Amount) (Amount) (Amount) (Amount) Technologies that reduce women's labor and energy expenditure developed and disseminated 3,889,000 16 0 84 0 622,240 0 3,266,760 0 Improved capacity of women and young people to participate in decision- making 3,889,000 16 0 84 0 622,240 0 3,266,760 0 Increased capacity of beneficiaries to adopt research outputs 3,889,000 16 0 84 0 622,240 0 3,266,760 0 Conducive agricultural policy environment 3,889,000 16 0 84 0 622,240 0 3,266,760 0 Enhanced institutional capacity of partner research orgnaizations 3,889,000 16 0 84 0 622,240 0 3,266,760 0 Increased capacity for innovation in partner development organizations and in poor and vulnerable communities 3,889,000 16 0 84 0 622,240 0 3,266,760 0 77,800,000 12,448,000 0 65,352,000 0 13 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables PIM Table D: Flagship level: annual milestones table Year Milestone description Means of verifying For which outcomes FP1. Cluster 1. Managers and policy makers adopt effective monitoring methods, tools and 1.1.1. Effective and affordable methods and practices to mitigate threats to valuable tree decision-support tools, including status and genetic resources, and implement suitable threat assessment maps and appropriate safeguarding strategies in line with option value methods for the prioritization of international initiatives, such as the Global safeguarding actions, which consider TGR Plan of Action for Forest Genetic Resources availability and the value of genetic diversity Progress reports and other wise implied by and the Global Strategy on Conservation and 2021 for products and ecosystem services nature of milestone Use of Cacao Genetic Resources FP1. Cluster 1. Managers and policy makers adopt effective monitoring methods, tools and practices to mitigate threats to valuable tree genetic resources, and implement suitable safeguarding strategies in line with international initiatives, such as the Global 1.1.2. nationally and regionally endorsed Plan of Action for Forest Genetic Resources actions plans and networks for TGR Progress reports and other wise implied by and the Global Strategy on Conservation and 2019 safeguarding nature of milestone Use of Cacao Genetic Resources FP1. Cluster 1. Managers and policy makers adopt effective monitoring methods, tools and practices to mitigate threats to valuable tree genetic resources, and implement suitable 1.1.3. user-friendly characterization methods safeguarding strategies in line with and indicators with practical guidelines for international initiatives, such as the Global their application in monitoring the status and Plan of Action for Forest Genetic Resources trends of TGR and associated threats, with Progress reports and other wise implied by and the Global Strategy on Conservation and 2020 case study applications nature of milestone Use of Cacao Genetic Resources 14 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Year Milestone description Means of verifying For which outcomes FP1. Cluster 1. Managers and policy makers adopt effective monitoring methods, tools and practices to mitigate threats to valuable tree genetic resources, and implement suitable safeguarding strategies in line with 1.1.4. a. case studies on the utility/limitations international initiatives, such as the Global of access and benefit sharing (ABS) in Plan of Action for Forest Genetic Resources supporting the characterization of TGR and in Progress reports and other wise implied by and the Global Strategy on Conservation and 2017 safeguarding activities and nature of milestone Use of Cacao Genetic Resources FP1. Cluster 1. Managers and policy makers adopt effective monitoring methods, tools and practices to mitigate threats to valuable tree genetic resources, and implement suitable safeguarding strategies in line with 1.1.4. b. case studies on the utility/limitations international initiatives, such as the Global of access and benefit sharing (ABS) in Plan of Action for Forest Genetic Resources supporting the characterization of TGR and in Progress reports and other wise implied by and the Global Strategy on Conservation and 2022 safeguarding activities and nature of milestone Use of Cacao Genetic Resources FP1. Cluster 1. Managers and policy makers adopt effective monitoring methods, tools and practices to mitigate threats to valuable tree 1.1.5. a.policy briefs, reward systems, genetic resources, and implement suitable strategies and guidelines for appropriate safeguarding strategies in line with targeting and safeguarding of TGR in various international initiatives, such as the Global political, socioeconomic and environmental Plan of Action for Forest Genetic Resources contexts, at different scales, and based on the Progress reports and other wise implied by and the Global Strategy on Conservation and 2017 biology of the species concerned. nature of milestone Use of Cacao Genetic Resources 15 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Year Milestone description Means of verifying For which outcomes FP1. Cluster 1. Managers and policy makers adopt effective monitoring methods, tools and practices to mitigate threats to valuable tree 1.1.5.b. policy briefs, reward systems, genetic resources, and implement suitable strategies and guidelines for appropriate safeguarding strategies in line with targeting and safeguarding of TGR in various international initiatives, such as the Global political, socioeconomic and environmental Plan of Action for Forest Genetic Resources contexts, at different scales, and based on the Progress reports and other wise implied by and the Global Strategy on Conservation and 2022 biology of the species concerned. nature of milestone Use of Cacao Genetic Resources FP1. Cluster 2. Agricultural and horticultural 1.2.1. Dynamic (producer- and consumer- research partners adopt cost-effective sensitive) lists of priority tree species for domestication approaches for priority tree domestication, with key traits for production, species, based on impacts and maximising including those that support positive Progress reports and other wise implied by efficiency, and considering tradoffs involved in 2018 agroecosystem interactions, identified nature of milestone intensification FP1. Cluster 2. Agricultural and horticultural research partners adopt cost-effective domestication approaches for priority tree 1.2.2. gender-responsive guidelines, and species, based on impacts and maximising decision-support and practical tools, for tree Progress reports and other wise implied by efficiency, and considering tradoffs involved in 2019 domestication nature of milestone intensification FP1. Cluster 2. Agricultural and horticultural research partners adopt cost-effective domestication approaches for priority tree species, based on impacts and maximising 1.2.3. public-“private consortia engaged in tree Progress reports and other wise implied by efficiency, and considering tradoffs involved in 2017 domestication nature of milestone intensification 16 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Year Milestone description Means of verifying For which outcomes FP1. Cluster 2. Agricultural and horticultural research partners adopt cost-effective 1.2.4. improved 'varieties' of priority tree domestication approaches for priority tree foods and for other tree products, with value species, based on impacts and maximising visible for growers in comparative Progress reports and other wise implied by efficiency, and considering tradoffs involved in 2022 demonstration plots/trials nature of milestone intensification FP1. Cluster 2. Agricultural and horticultural research partners adopt cost-effective 1.2.5. genetic resources mobilized through the domestication approaches for priority tree genotyping of appropriately assembled species, based on impacts and maximising germplasm collections, combined with public Progress reports and other wise implied by efficiency, and considering tradoffs involved in 2017 databases nature of milestone intensification FP1. Cluster 2. Agricultural and horticultural research partners adopt cost-effective domestication approaches for priority tree species, based on impacts and maximising 1.2.6. appropriate ABS models for farmer- Progress reports and other wise implied by efficiency, and considering tradoffs involved in 2020 developed tree varieties nature of milestone intensification FP1. Cluster 3. National governments, extension services and private partners adopt cost-effective and equitable tree planting material delivery pipelines, with appropriate 1.3.1. Delivery pipeline models for tree- decision-support tools, to supply high quality planting material that support different users Progress reports and other wise implied by site-appropriate tree planting material to 2017 (including for landscape restoration) nature of milestone smallholders and other growers 17 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Year Milestone description Means of verifying For which outcomes FP1. Cluster 3. National governments, extension services and private partners adopt cost-effective and equitable tree planting 1.3.2. Community-based and entrepreneurial material delivery pipelines, with appropriate production and delivery enterprises e.g. seed decision-support tools, to supply high quality orchards, rural resources centers, private tree Progress reports and other wise implied by site-appropriate tree planting material to 2019 nurseries, etc. nature of milestone smallholders and other growers FP1. Cluster 3. National governments, extension services and private partners adopt cost-effective and equitable tree planting material delivery pipelines, with appropriate 1.3.3. Quality standards developed and decision-support tools, to supply high quality promoted to actors in the germplasm Progress reports and other wise implied by site-appropriate tree planting material to 2018 production and delivery sector nature of milestone smallholders and other growers FP1. Cluster 3. National governments, extension services and private partners adopt cost-effective and equitable tree planting 1.3.4. Measures to ensure that appropriate material delivery pipelines, with appropriate quality standards are mainstreamed by policy decision-support tools, to supply high quality makers, extension services and the private Progress reports and other wise implied by site-appropriate tree planting material to 2020 sector nature of milestone smallholders and other growers FP1. Cluster 3. National governments, extension services and private partners adopt cost-effective and equitable tree planting material delivery pipelines, with appropriate 1.3.5. User-friendly decision-support tools to decision-support tools, to supply high quality inform planting choices where relevant in Progress reports and other wise implied by site-appropriate tree planting material to 2021 conjunction with market information services nature of milestone smallholders and other growers 18 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Year Milestone description Means of verifying For which outcomes FP1. Cluster 3. National governments, extension services and private partners adopt cost-effective and equitable tree planting material delivery pipelines, with appropriate decision-support tools, to supply high quality 1.3.6. Indicators to monitor delivery pathways Progress reports and other wise implied by site-appropriate tree planting material to 2018 (relate to models) nature of milestone smallholders and other growers FP1. Cluster 3. National governments, extension services and private partners adopt cost-effective and equitable tree planting material delivery pipelines, with appropriate 1.3.7. Indicators to monitor performance and decision-support tools, to supply high quality viability (survival) (relate to standards) of Progress reports and other wise implied by site-appropriate tree planting material to 2020 planting nature of milestone smallholders and other growers FP1. Cluster 3. National governments, extension services and private partners adopt cost-effective and equitable tree planting 1.3.8. Indicators to evaluate quality and the material delivery pipelines, with appropriate needs for management (including enrichment) decision-support tools, to supply high quality of natural regeneration (Formulation, testing Progress reports and other wise implied by site-appropriate tree planting material to 2022 and use of indicators) nature of milestone smallholders and other growers 19 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables FP2-Enhancing trees and forest contribution to smallholder livelihoods PIM Table B: Flagship level: outcomes by windows of funding Amount W1+W2 W3 Bilateral Other W1+W2 W3 Bilateral Other 2022 outcome description needed ($) (%) (%) (%) (%) (Amount) (Amount) (Amount) (Amount) Improved food security and livelihood opportunities for 100 million people in smallholder households and more productive and equitable management of natural resources over an area of at least 50 million ha. This outcome integrates some outputs from other research clusters through their scaling. 27,200,000 12 0 88 0 3,264,000 0 23,936,000 0 Improved livelihood opportunities involving timber, fruit and NTFPs contributing a 25% increase in income for over 5 million people and more equitable management of natural resources including a 25% increase in women's participation in decisions involving tree and forest management and utilization and improvement in substantive representation of women in community forest management institutions 16,300,000 12 0 88 0 1,956,000 0 14,344,000 0 Diversified tree-crop production systems covering 5 million ha and improving diets and livelihood opportunities for 20 million people in smallholder producer households 21,800,000 12 0 88 0 2,616,000 0 19,184,000 0 20 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Amount W1+W2 W3 Bilateral Other W1+W2 W3 Bilateral Other 2022 outcome description needed ($) (%) (%) (%) (%) (Amount) (Amount) (Amount) (Amount) Increased access to diverse, nutrient rich food for 20 million people through closing yield gaps by trees in agricultural systems improving and maintaining soil health as well as intensifying system interactions (fodder and firewood) and directly contributing to production, reducing and reversing land degradation and increasing the resilience of smallholder livelihoods 27,200,000 12 0 88 0 3,264,000 0 23,936,000 0 Closing yield gaps through improved pasture management and animal husbandry on over 15 million ha and 1 million animals and contributes to reducing and reversing land degradation on over 5 million ha 16,300,000 12 0 88 0 1,956,000 0 14,344,000 0 108,800,000 13,056,000 0 95,744,000 0 21 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables PIM Table C: Flagship level: investments by sub-IDO’s Amount W1+W2 W3 Bilateral Other W1+W2 W3 Bilateral Other Sub-IDO needed ($) (%) (%) (%) (%) (Amount) (Amount) (Amount) (Amount) Increased livelihood opportunities 16,300,000 12 0 88 0 1,956,000 0 14,344,000 0 Increased value capture by producers 7,600,000 12 0 88 0 912,000 0 6,688,000 0 Increased access to diverse nutrient- rich foods 10,900,000 12 0 88 0 1,308,000 0 9,592,000 0 Land, water and forest degradation minimized and reversed 10,900,000 12 0 88 0 1,308,000 0 9,592,000 0 More productive and equitable management of natural resources 10,900,000 12 0 88 0 1,308,000 0 9,592,000 0 Agricultural systems diversified and intensified in ways that protect soils and water 13,100,000 12 0 88 0 1,572,000 0 11,528,000 0 Increased resilience of agro- ecosystems and communities, especially those including smallholders 6,500,000 12 0 88 0 780,000 0 5,720,000 0 Gender-equitable control of productive assets and resources 10,900,000 12 0 88 0 1,308,000 0 9,592,000 0 Conducive agricultural policy environment 10,900,000 12 0 88 0 1,308,000 0 9,592,000 0 Increased capacity for innovation in partner research organizations 5,400,000 12 0 88 0 648,000 0 4,752,000 0 Increased capacity for innovation in partner development organizations and in poor and vulnerable communities 5,400,000 12 0 88 0 648,000 0 4,752,000 0 108,800,000 13,056,000 0 95,744,000 0 22 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables PIM Table D: Flagship level: annual milestones table Year Milestone description Means of verifying For which outcomes Outcome 2.1 improved food security and livelihood opportunities for 100 million people in smallholder Comparative analysis of local households and more productive and equitable knowledge, gender roles and policy Journal articles, comparative datasets management of natural resources over an area of at least options across at least three countries and knowledge bases mounted on 50 million ha. This outcome integrates some outputs from 2017 and regions dataverse other research clusters through their scaling. Outcome 2.1 improved food security and livelihood Livelihood system models and opportunities for 100 million people in smallholder predictions of impact from better use households and more productive and equitable of tree resources for at least five Journal articles, model library for each management of natural resources over an area of at least countries in Africa, Asia and Latin country and region mounted on 50 million ha. This outcome integrates some outputs from 2018 America community of practice platforms other research clusters through their scaling. Negotiation support tools influencing Outcome 2.1 improved food security and livelihood the management of ecosystem service opportunities for 100 million people in smallholder provision bridging field and farm level Journal articles, documentation of households and more productive and equitable land use decisions with local landscape negotation support activity and management of natural resources over an area of at least impacts in at least three African outcomes on community of practice 50 million ha. This outcome integrates some outputs from 2019 countries platforms other research clusters through their scaling. Impact analyses of the establishement Outcome 2.1 improved food security and livelihood of co-learning communities of practice opportunities for 100 million people in smallholder in terms of effecting sustainable households and more productive and equitable intensification for at least three Journal articles, working paper management of natural resources over an area of at least countries in Africa, Asia and Latin comprising the impact analyses and 50 million ha. This outcome integrates some outputs from 2020 America lessons learnt from them other research clusters through their scaling. 23 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Year Milestone description Means of verifying For which outcomes Generalized understanding of how Outcome 2.1 improved food security and livelihood contextual variables affect suitability of opportunities for 100 million people in smallholder tree-based options to improve households and more productive and equitable smallholder livelihoods across large management of natural resources over an area of at least scaling domains in Africa, Asia and Latin 50 million ha. This outcome integrates some outputs from 2021 America Journal articles other research clusters through their scaling. Outcome 2.1 improved food security and livelihood Self-sustaining communities of practice opportunities for 100 million people in smallholder operating co-learning approaches in households and more productive and equitable development work across large scaling Community of practice platforms management of natural resources over an area of at least domains in 12 countries, delivering including dashboard indicators of 50 million ha. This outcome integrates some outputs from 2022 livelihhod improvements livelihood outcomes other research clusters through their scaling. Outcome 2.2 improved livelihood opportunities involving timber, fruit and NTFPs contributing a 25% increase in income for over 5 million people and more equitable management of natural resources including a 25% increase in women's participation in decisions involving tree and Analysis of barriers to people benefiting forest management and utilization and improvement in from tree resources across at least six substantive representation of women in community forest 2017 countries and three regions Journal articles management institutions Outcome 2.2 improved livelihood opportunities involving timber, fruit and NTFPs contributing a 25% increase in income for over 5 million people and more equitable management of natural resources including a 25% increase Impacts of forest policy on socially and in women's participation in decisions involving tree and economically differentiated groups of forest management and utilization and improvement in actors collated across at least six Working paper and journal articles substantive representation of women in community forest 2018 countries and three regions comparative database on dataverse. management institutions 24 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Year Milestone description Means of verifying For which outcomes Outcome 2.2 improved livelihood opportunities involving timber, fruit and NTFPs contributing a 25% increase in income for over 5 million people and more equitable management of natural resources including a 25% increase Comparative analysis of different in women's participation in decisions involving tree and approaches to establishing value chain forest management and utilization and improvement in innovation platforms for at least two Working paper and journal articles substantive representation of women in community forest 2019 countries in Africa comparative database on dataverse. management institutions Outcome 2.2 improved livelihood opportunities involving timber, fruit and NTFPs contributing a 25% increase in income for over 5 million people and more equitable management of natural resources including a 25% increase Quantification of tree and forest in women's participation in decisions involving tree and contributions to livehood improvement forest management and utilization and improvement in across at least six countries and three substantive representation of women in community forest 2020 regions Six datasets on dataverse management institutions Outcome 2.2 improved livelihood opportunities involving timber, fruit and NTFPs contributing a 25% increase in income for over 5 million people and more equitable Analysis of institutional arrangements management of natural resources including a 25% increase for financing sustainable intensification in women's participation in decisions involving tree and and marketing products with specific forest management and utilization and improvement in reference to opportunities for women substantive representation of women in community forest 2021 and young people Journal aricles and working papers management institutions 25 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Year Milestone description Means of verifying For which outcomes Outcome 2.2 improved livelihood opportunities involving Value adding options promoted and timber, fruit and NTFPs contributing a 25% increase in taken up for timber, fruit and other income for over 5 million people and more equitable NTFPs within communities of practice management of natural resources including a 25% increase customsing options to ecological in women's participation in decisions involving tree and conditions and livelihood cicumstances Documented uptake of value adding forest management and utilization and improvement in in at least nine countries in three options in nine community of practice substantive representation of women in community forest 2022 regions platforms management institutions Outcome 2.3 diversified tree-crop production systems Options by context matrices for covering 5 million ha and improving diets and livelihood diversified cocoa and oilpalm Matrices mounted on dataverse, opportunities for 20 million people in smallholder producer 2017 production practices in Peru and Brazil journal articles. households Outcome 2.3 diversified tree-crop production systems Options for managing intensive rubber covering 5 million ha and improving diets and livelihood production systems in environmentally opportunities for 20 million people in smallholder producer 2018 sustainable ways in China Journal articles households Outcome 2.3 diversified tree-crop production systems Options for closing coffee yield gaps covering 5 million ha and improving diets and livelihood across different contexts in East Africa opportunities for 20 million people in smallholder producer 2019 and Indonesia Journal articels households A global system for recommending Outcome 2.3 diversified tree-crop production systems fertilizer application for cocoa in covering 5 million ha and improving diets and livelihood relation to site types and management opportunities for 20 million people in smallholder producer 2020 regimes System mounted on accesible website households Diversified coffee production practices Journal articles. Disaggregated trends in Outcome 2.3 diversified tree-crop production systems that confer adaptability to climate coffee production in relation toclimate covering 5 million ha and improving diets and livelihood change in key coffee growing regions (USDA Global Agricultural Information opportunities for 20 million people in smallholder producer 2021 (Africa, Asia and Latin America) Network). households 26 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Year Milestone description Means of verifying For which outcomes Tree-crop commodity system intervention options promoted and taken up within communities of practice customising options to Outcome 2.3 diversified tree-crop production systems ecological conditions and livelihood Documented uptake of system covering 5 million ha and improving diets and livelihood circumstances of smallholders in at intervention options in five community opportunities for 20 million people in smallholder producer 2022 least five countries in three regions. of practice platforms households Outcome 2.4 increased access to diverse, nutrient rich food for 20 million people through closing yield gaps by trees in agricultural systems improving and maintaining soil health Globally calibrated tree-crop as well as intensifying system interactions (fodder and interaction models that can reliably firewood) and directly contributing to production, reducing predict impacts of tree cover change on and reversing land degradation and increasing the resilience 2017 yields of at least three staple crops Journal articles of smallholder livelihoods Outcome 2.4 increased access to diverse, nutrient rich food for 20 million people through closing yield gaps by trees in agricultural systems improving and maintaining soil health Governance models required to as well as intensifying system interactions (fodder and reconcile free grazing of animals with firewood) and directly contributing to production, reducing tree regeneration across sub-saharan and reversing land degradation and increasing the resilience 2018 Africa evaluated Working paper, journal articles of smallholder livelihoods Outcome 2.4 increased access to diverse, nutrient rich food for 20 million people through closing yield gaps by trees in agricultural systems improving and maintaining soil health Simile models mounted and running on as well as intensifying system interactions (fodder and Simulation models of impacts of trees accesible website, input datasets and firewood) and directly contributing to production, reducing on system intensification of smallholder output prediction mounted on and reversing land degradation and increasing the resilience 2019 production systems dataverse of smallholder livelihoods 27 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Year Milestone description Means of verifying For which outcomes Outcome 2.4 increased access to diverse, nutrient rich food for 20 million people through closing yield gaps by trees in agricultural systems improving and maintaining soil health as well as intensifying system interactions (fodder and Tree-species specific effects on firewood) and directly contributing to production, reducing functional profiles of soil micro- and reversing land degradation and increasing the resilience 2020 organisms Journal articles, datasets on dataverse of smallholder livelihoods Outcome 2.4 increased access to diverse, nutrient rich food for 20 million people through closing yield gaps by trees in agricultural systems improving and maintaining soil health A system for determining threshold as well as intensifying system interactions (fodder and levels of tree density and diversity firewood) and directly contributing to production, reducing required to maintain long term soil and reversing land degradation and increasing the resilience 2021 health System mounted on accesible website of smallholder livelihoods Options for integrating trees in crop fields and farming landscapes Outcome 2.4 increased access to diverse, nutrient rich food promoted and taken up within for 20 million people through closing yield gaps by trees in communities of practice customising agricultural systems improving and maintaining soil health options to ecological conditions and as well as intensifying system interactions (fodder and livelihood circumstances of Documented uptake of options for firewood) and directly contributing to production, reducing smallholders in at least ten countries in integrating trees in ten community of and reversing land degradation and increasing the resilience 2022 three regions. practice platforms of smallholder livelihoods Outcome 2.5 closing yield gaps through improved pasture Global systematic review of Review record on CEE (Collaboration management and animal husbandry on over 15 million ha relationships between tree cover and for Environment Evidence) internet and 1 million animals and contributes to reducing and 2017 pasture and animal productivity library. reversing land degradation on over 5 million ha 28 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Year Milestone description Means of verifying For which outcomes Synthesis of productivity and other Outcome 2.5 closing yield gaps through improved pasture ecosystem service benefits of trees on management and animal husbandry on over 15 million ha pastures and current approaches to and 1 million animals and contributes to reducing and 2018 their valuation and payments for them Journal articles reversing land degradation on over 5 million ha Outcome 2.5 closing yield gaps through improved pasture Tools mounted on accessible website management and animal husbandry on over 15 million ha Tools for selecting tree species for and their use documented on and 1 million animals and contributes to reducing and 2019 pastures across different contexts community of practice platforms reversing land degradation on over 5 million ha Quantitative synthesis of the role of Outcome 2.5 closing yield gaps through improved pasture trees in reducing heat stress in cattle management and animal husbandry on over 15 million ha and contributing to animal productivity and 1 million animals and contributes to reducing and 2020 and welfare Journal article. Dataset on dataverve reversing land degradation on over 5 million ha Outcome 2.5 closing yield gaps through improved pasture Governance models required to enable management and animal husbandry on over 15 million ha sustainable silvopastoral management and 1 million animals and contributes to reducing and 2021 evaluated in relation to context Working paper reversing land degradation on over 5 million ha Silvopastoral system improvement options promoted and taken up within communities of practice customising Documented uptake of silvopastoral Outcome 2.5 closing yield gaps through improved pasture options to ecological conditions and improvement options in community of management and animal husbandry on over 15 million ha livelihood circumstances across Central practice platforms in Central America and 1 million animals and contributes to reducing and 2022 America and the Sahel. and the Sahel reversing land degradation on over 5 million ha 29 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables FP3-Sustainable global value chains and investments PIM Table B: Flagship level: outcomes by windows of funding Amount W1+W2 W3 Bilateral Other W1+W2 W3 Bilateral Other 2022 outcome description needed ($) (%) (%) (%) (%) (Amount) (Amount) (Amount) (Amount) Public and private actors adopt effective governance arrangements, mechanisms and tools for ensuring sustainable, inclusive, equitable commodity supply in at least three countries 33,000,000 15 0 85 0 4,950,000 0 28,050,000 0 Five business platforms and 20 businesses and service providers develop and implement business models that are more inclusive, economically viable and environmentally sustainable 26,000,000 15 0 85 0 3,900,000 0 22,100,000 0 At least 30% of financial service providers lending to timber, tree and agricultural crops adopt ESG criteria, and increase in 25% the lending to models that integrate smallholders and SMEs 24,000,000 15 0 85 0 3,600,000 0 20,400,000 0 83,000,000 12,450,000 0 70,550,000 0 30 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables PIM Table C: Flagship level: investments by sub-IDO’s Amount W1+W2 W3 Bilateral Other W1+W2 W3 Bilateral Other Sub-IDO needed ($) (%) (%) (%) (%) (Amount) (Amount) (Amount) (Amount) Improved access to financial and other services 15,500,000 15 0 85 0 2,325,000 0 13,175,000 0 Reduced market barriers 9,400,000 15 0 85 0 1,410,000 0 7,990,000 0 Diversified enterprise opportunities 10,400,000 15 0 85 0 1,560,000 0 8,840,000 0 Increased value capture by producers 13,500,000 15 0 85 0 2,025,000 0 11,475,000 0 Land, water and forest degradation minimized and reversed 19,900,000 15 0 85 0 2,985,000 0 16,915,000 0 Gender-equitable control of productive assets and resources 4,200,000 15 0 85 0 630,000 0 3,570,000 0 Increased capacity for innovation in partner development organizations and in poor and vulnerable communities 10,100,000 15 0 85 0 1,515,000 0 8,585,000 0 83,000,000 12,450,000 0 70,550,000 0 31 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables PIM Table D: Flagship level: annual milestones table Year Milestone description Means of verifying For which outcomes Key stakeholders are engaged in an impact assessment of voluntary Minutes from meetings with stakeholders / standard systems and private published analytical framework for the Public and private actors adopt effective governance commitments to sustainability for assessment of voluntary system standards / arrangements, mechanisms and tools for ensuring select commodities in at least three blog on the the potential and opportunities of sustainable and inclusive commodity supply in at 2017 major producer countries voluntary system standards least 3 major producer countries Paper assessing implementation gaps / challenges and opportunities in value chaing Completed a comparative assessment governance in at least three producer countries of the implementation gaps, challenges / blogs with analysis of implementation and opportunities in sustainable value challenges, risks and opportunities of private chain governance with analysis social, commitments to sustainability / minutes from Public and private actors adopt effective governance economic and environmental impacts meetings with key state agencies in select arrangements, mechanisms and tools for ensuring (based on key select indicators) in at countries, and representatives from private sustainable and inclusive commodity supply in at 2018 least three major producer countries sector and business platforms least 3 major producer countries Completed guidelines on innovative Published guidelines / paper on innovative solutions for addressing solutions for supporting policy and business implementation gaps to improving practices changes in support to sustainability, sustainability and social outcomes blogs, minutes from meetings with key state Public and private actors adopt effective governance through changes in incentive agencies and business platforms / reports from arrangements, mechanisms and tools for ensuring structures, supply chain management, national and global roundtables and sustainable and inclusive commodity supply in at 2019 and business processes certification processes least 3 major producer countries 32 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Key sustainability initiatives at the international and national level informed by tools and guidelines to Policy briefs with recommendations from adjust interventions at the value chain research findings / blogs and other media Public and private actors adopt effective governance and jurisdictional level across at least material / progress reports of sustainability arrangements, mechanisms and tools for ensuring five select commodities in three initiatives / company and NGOs websites sustainable and inclusive commodity supply in at 2020 countries asessing companies' performance least 3 major producer countries Available a decision support tool based on a comparative analysis of select cases of costs, benefits and trade-offs Published article with analysis of costs benefits of improved natural forest and trade-offs of improved natural forest management practices vis-à -vis managemetn / published articles on costs and planted forests and tree crops, and benefits of different practices of planted forests Public and private actors adopt effective governance strengthened capacities for co- and tree crops / blogs summarizing main arrangements, mechanisms and tools for ensuring developing the most appropriate research findings / minutes from meetings with sustainable and inclusive commodity supply in at 2021 practices and models state agencies and rural producer association least 3 major producer countries Completed guidelines and tools on the most promising public-private institutional arrangements, for Published articles with analuysis of promising achieving sustainability that combine public-private institutional arrangements / state and privately-driven interventions infobrief with a summary of research findigns / with governments, private sector blogs and other media material / progress Public and private actors adopt effective governance associations and business platforms reports of sustainability initiatives / company arrangements, mechanisms and tools for ensuring informed in at least 3 major producer and NGOs websites asessing companies' sustainable and inclusive commodity supply in at 2022 countries performance least 3 major producer countries 33 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Data collection and analysis of costs Paper on the socio-environmental performance and performance of business models of business models across three select high- across at least four sectors involving value tree crop sectors / infobrief and blog with major high-value tree crops, and a summary of main reserach findings / meeting 5 business platforms and 20 businesses and service disseminated outcomes in five business with representatives of private sector providers develop and implement business models platforms with key recommendations associations / presentations in conferences and that are more inclusive, economically viable and 2017 for improving practices business platforms environmentally sustainable Key stakeholders in the private sector are informed about the socio- Datasets with available data on case studies / environmental performance of value produced blogs and media material for 5 business platforms and 20 businesses and service chain and business models across at dissemination of major outcomes / mintues providers develop and implement business models least three business platforms and 10 from meetings with working groups at business that are more inclusive, economically viable and 2018 businesses and service providers platforms and select businesses environmentally sustainable Paper assessing institutional and operational Completed guidelines for overcoming barriers and obstacles faced by businesses in institutional and operational barriers integrating smallholders / infobrief with main and obstacles faced by businesses in research findings / blog and other media 5 business platforms and 20 businesses and service integrating smallholders into their material / minutes from meetings with business providers develop and implement business models operations and respective value chains platforms, businesses and state agencies that are more inclusive, economically viable and 2019 in at least four high-value tree crops supporting smallhodlers and SMEs environmentally sustainable Finalized a typology of business models for timber and tree crop commodities, based on their economic, Paper with a typology of business models for 5 business platforms and 20 businesses and service environmental, social performance and timber and tree crop commodities / infobrief providers develop and implement business models related trade-offs, looking across with main reserach lessons / blogs and other that are more inclusive, economically viable and 2020 situations in four high-value tree crops media material environmentally sustainable 34 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables 3 business platforms and 10 businesses Policy papers with main recommendations on informed on best practice guidelines, practices, guidelines, tools and metrics for the tools and metrics for the design, design of business models / minutes from implementation and assessment of meetings with business platforms / minutes business models that are more socially from meetings with businesses / annual reports inclusive, economically viable, from select business platforms and select 5 business platforms and 20 businesses and service environmentally sustainable and have businesses informed by our research / reports providers develop and implement business models the potential to produce greater impact from NGOs / webpages from platforms and that are more inclusive, economically viable and 2021 at scale businesses environmentally sustainable 5 business platforms and 20 businesses Policy papers with main recommendations on informed on best practice guidelines, practices, guidelines, tools and metrics for the tools and metrics for the design, design of business models / minutes from implementation and assessment of meetings with business platforms / minutes business models that are more socially from meetings with businesses / annual reports inclusive, economically viable, from select business platforms and select 5 business platforms and 20 businesses and service environmentally sustainable and have businesses informed by our research / reports providers develop and implement business models the potential to produce greater impact from NGOs / webpages from platforms and that are more inclusive, economically viable and 2022 at scale businesses environmentally sustainable Paper comparing potential of innovative Completed analysis of innovative financial mechanims to support smallhodlers financial mechanisms in support to and SMEs / infobrief and blog with summary of At least 30% of financial service providers lending to expanding access to finance to main research findings / minutes and timber, tree and agricultural crops adopt ESG criteria, smallholders and SMEs in timber and proceeding of participation in specialized and increase in 25% the lending to models that 2017 tree-crop value chains conferences integrate smallholders and SMEs Finalized a review of the scope and Paper with analysis of ESG integration implementation mechanisms of ESG strategies by financial service providers / integration strategies for different infobrief and blogs summarizing main research At least 30% of financial service providers lending to types of FSPs products and services findings / reports of financial service providers / timber, tree and agricultural crops adopt ESG criteria, with recommendations for improving minutes from meetings in specialized finance and increase in 25% the lending to models that 2018 design into critical areas platforms integrate smallholders and SMEs 35 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Completed analysis of the potential to Policy papers with recommendations on linking more explicitly integrate ESG finance to ESG finance to smallholder and SMEs finance / smallholders and SMEs finance with minutes from attendance to specialized fora cases and recommendations for moving and conferences / mintues from participation in At least 30% of financial service providers lending to forward in at least three countries with key responsible finance platforms / websites of timber, tree and agricultural crops adopt ESG criteria, empahsis in timber and tree-crop financial institutions and NGOs asessing and increase in 25% the lending to models that 2019 sectors progress integrate smallholders and SMEs Policy papers with metrics and tools for better evaluating performance of financial service Available metrics and tools that enable providers' portfolios / minutes from attendance At least 30% of financial service providers lending to FSPs to better evaluate the social and to specialized fora and conferences / minutes timber, tree and agricultural crops adopt ESG criteria, environmental performance of their from participation in key responsible finance and increase in 25% the lending to models that 2020 financial portfolios platforms / websites of financial institutions integrate smallholders and SMEs Policy papers with recommendations on financial schemes improving smallholder and Assessment of financial mechanisms SMEs access to finance / minutes from providing improved access of finance to attendance to specialized fora and conferences At least 30% of financial service providers lending to smallhodlers and SMEs with evaluation / mintues from participation in key responsible timber, tree and agricultural crops adopt ESG criteria, of their livelihoods and land use finance platforms / websites of financial and increase in 25% the lending to models that 2021 impacts institutions integrate smallholders and SMEs Financial service providers informed on options to improve design of their products and services in support to Progress reports of responsible finance / smallholder and SMEs with improved websites of financial institutions / reports from At least 30% of financial service providers lending to impacts in enhancing livelihoods while NGOs asessing progress / minutes from timber, tree and agricultural crops adopt ESG criteria, supporting adoption of sustainability meetings with financial service providers / and increase in 25% the lending to models that 2022 practices recommendations from specialized conferences integrate smallholders and SMEs 36 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables FP4-Landscape Dynamics, productivity and resilience PIM Table B: Flagship level: outcomes by windows of funding Amount W1+W2 W3 Bilateral Other W1+W2 W3 Bilateral Other 2022 outcome description needed ($) (%) (%) (%) (%) (Amount) (Amount) (Amount) (Amount) (Sub)national governance systems in at least 10 countries use contextualized theories of change to guide transitions to integral achievement of sustainable development goals through restoration, conservation and management of landscape multi-functionality, using similarity domains based on patterns and intensities of forest and tree cover change in space and time in sentinel landscapes understood on the basis of 'drivers' that operate at larger scales. 23,100,000 11 0 89 0 2,541,000 0 20,559,000 0 (Sub)national governance systems in landscapes covering 100 M ha and inhabited by 70 M people use quantified and valued functions of FT&A for biodiversity, full hydrological cycle and ecosystem services analyzed across knowledge domains and available for policy---•level synthesis and planning. 34,700,000 11 0 89 0 3,817,000 0 30,883,000 0 37 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Amount W1+W2 W3 Bilateral Other W1+W2 W3 Bilateral Other 2022 outcome description needed ($) (%) (%) (%) (%) (Amount) (Amount) (Amount) (Amount) Diverse diets from tree cover in mosaic landscapes recognized and enhanced as contributions to balanced diets through Increase of availability, and access to, nutrient---•rich wild and cultivated food products from these landscapes (10 sentinel landscapes 10 M people) 23,100,000 11 0 89 0 2,541,000 0 20,559,000 0 Adaptive landscape institutions empowered and supported on 6 M ha inhabited by 4 M people to manage changing landscape mosaics towards more balanced and adaptive multifunctionality and successful 'forest landscape restoration' through 'action research' and inclusive, participatory learning. This is aligned with efforts in PIM.5.2 -œ6 million hectares of shared landscapes under more productive and equitable management- •. 34,700,000 11 0 89 0 3,817,000 0 30,883,000 0 115,600,000 12,716,000 0 102,884,000 0 38 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables PIM Table C: Flagship level: investments by sub-IDO’s Amount W1+W2 W3 Bilateral Other W1+W2 W3 Bilateral Other Sub-IDO needed ($) (%) (%) (%) (%) (Amount) (Amount) (Amount) (Amount) Increased livelihood opportunities 14,450,000 11 0 89 0 1,589,500 0 12,860,500 0 Increased access to productive assets, incl. natural resources 11,560,000 11 0 89 0 1,271,600 0 10,288,400 0 Gender-equitable control of productive assets and resources 6,936,000 11 0 89 0 762,960 0 6,173,040 0 Increased access to diverse nutrient- rich foods 11,560,000 11 0 89 0 1,271,600 0 10,288,400 0 Enhanced institutional capacity of partner research orgnaizations 10,404,000 11 0 89 0 1,144,440 0 9,259,560 0 Land, water and forest degradation minimized and reversed 28,900,000 11 0 89 0 3,179,000 0 25,721,000 0 Improved capacity of women and young people to participate in decision-making 12,716,000 11 0 89 0 1,398,760 0 11,317,240 0 Increased resilience of agro- ecosystems and communities, especially those including smallholders 15,606,000 11 0 89 0 1,716,660 0 13,889,340 0 Improved water quality 3,468,000 11 0 89 0 381,480 0 3,086,520 0 115,600,000 12,716,000 0 102,884,000 0 39 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables PIM Table D: Flagship level: annual milestones table Year Milestone description Means of verifying For which outcomes Identified similarities at tier 1 and 2 level connected to 10 tier-3 sentinel landscape data sets , used as basis for Outcome 4.1 (Sub)national governance systems in planned impact studies of interventions at least 10 countries use contextualized theories across all FTA FP's, and linked with the 1) Website availability of spatially explicit open- of change to guide transitions to integral SDG perfor-mance planning and access data sets on conditions and trends of forest achievement of sustainable development goals monitoring in at least 10 countries. and tree cover change linked to liveli-hood through restoration, conservation and Decision support tools for selection of opportunities 2) Development plans of local management of landscape multi-functionality, approaches (natural regeneration or governments and sup-porting agencies tht utilize using similarity domains based on patterns and planting), species and seed sources for FTA results 3) Process studies docu-menting and intensities of forest and tree cover change in sustainable restoration of forests critically analyzing degrees of participation (incl. space and time in sentinel landscapes understood adopted within three countries to meet gender and youth representatives) in planning on the basis of 'drivers' that operate at larger 2017 their Bonn Challenge pledges. processes scales. Adjustments to portfolio of sentinel landscapes for round-2 characterization based on explicit account of represen- tativeness for wider domains, track record of connecting results to local Outcome 4.1 (Sub)national governance systems in development planning (local at least 10 countries use contextualized theories governments and external supporting 1) Website availability of spatially explicit open- of change to guide transitions to integral agencies) and interventions balancing access data sets on conditions and trends of forest achievement of sustainable development goals livelihood opportunities and reversal of and tree cover change linked to liveli-hood through restoration, conservation and land degradation and deforestation. opportunities 2) Development plans of local management of landscape multi-functionality, Decision support tools for prioritizing governments and sup-porting agencies tht utilize using similarity domains based on patterns and sites and defining objectives for FTA results 3) Process studies docu-menting and intensities of forest and tree cover change in restoration of forests, at the landscape critically analyzing degrees of participation (incl. space and time in sentinel landscapes understood and local scale, tested and adopted in gender and youth representatives) in planning on the basis of 'drivers' that operate at larger 2018 three priority countries. processes scales. 40 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Outcome 4.1 (Sub)national governance systems in at least 10 countries use contextualized theories 1) Website availability of spatially explicit open- of change to guide transitions to integral access data sets on conditions and trends of forest achievement of sustainable development goals and tree cover change linked to liveli-hood through restoration, conservation and Second round surveys of conditions and opportunities 2) Development plans of local management of landscape multi-functionality, trends in at least 10 sentinel governments and sup-porting agencies tht utilize using similarity domains based on patterns and landscapes, tailoring surveys to the FTA results 3) Process studies docu-menting and intensities of forest and tree cover change in integral SDG portfolio and its internal critically analyzing degrees of participation (incl. space and time in sentinel landscapes understood tradeoffs, with strong roles for local gender and youth representatives) in planning on the basis of 'drivers' that operate at larger 2019 partners processes scales. Outcome 4.1 (Sub)national governance systems in at least 10 countries use contextualized theories 1) Website availability of spatially explicit open- of change to guide transitions to integral access data sets on conditions and trends of forest achievement of sustainable development goals and tree cover change linked to liveli-hood through restoration, conservation and opportunities 2) Development plans of local management of landscape multi-functionality, Second round surveys of conditions and governments and sup-porting agencies tht utilize using similarity domains based on patterns and trends in sentinel landscapes FTA results 3) Process studies docu-menting and intensities of forest and tree cover change in completed, changes documented, critically analyzing degrees of participation (incl. space and time in sentinel landscapes understood interpreted, and linked to national SDG gender and youth representatives) in planning on the basis of 'drivers' that operate at larger 2020 reporting systems. processes scales. 41 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Outcome 4.1 (Sub)national governance systems in at least 10 countries use contextualized theories 1) Website availability of spatially explicit open- of change to guide transitions to integral access data sets on conditions and trends of forest achievement of sustainable development goals Scenario studies and participatory and tree cover change linked to liveli-hood through restoration, conservation and development planning results for at opportunities 2) Development plans of local management of landscape multi-functionality, least 10 sentinel land-scapes that make governments and sup-porting agencies tht utilize using similarity domains based on patterns and use of rounds 1 + 2 results, aligned with FTA results 3) Process studies docu-menting and intensities of forest and tree cover change in national goals and international critically analyzing degrees of participation (incl. space and time in sentinel landscapes understood commitments (incl. Aichi targets of gender and youth representatives) in planning on the basis of 'drivers' that operate at larger 2021 CBD, UNCCD and UNFCCC modalitues) processes scales. Outcome 4.1 (Sub)national governance systems in at least 10 countries use contextualized theories Use of FTA research results in 1) Website availability of spatially explicit open- of change to guide transitions to integral evaluation of SDG performance and access data sets on conditions and trends of forest achievement of sustainable development goals adjustments to the goals and means of and tree cover change linked to liveli-hood through restoration, conservation and implementation. Countries in Africa, opportunities 2) Development plans of local management of landscape multi-functionality, Latin America and Asia, guided by FTA- governments and sup-porting agencies tht utilize using similarity domains based on patterns and informed practices and policies, FTA results 3) Process studies docu-menting and intensities of forest and tree cover change in successfully establish on degraded land critically analyzing degrees of participation (incl. space and time in sentinel landscapes understood millions of ha of self-sustaining forest gender and youth representatives) in planning on the basis of 'drivers' that operate at larger 2022 that benefit local communities. processes scales. Assessment of effects of tree cover change on rainfall patterns and Outcome 4.2 (Sub)national governance systems in variability at continental scales, landscapes covering 100 M ha and inhabited by 70 combining global circulation models 1) Website availability of studies, process-level and M people use quantified and valued functions of with qualified tree cover data, spatially calibrated heuristic models on FT&A FT&A for biodiversity, full hydrological cycle and quantified water balance data, ecosystem services at multiple scales 2) Reference ecosystem services analyzed across knowledge dendrochronological evidence of past to FTA results in global synthesis documents such domains and available for policy-•level synthesis 2017 change and vulnerability of livelihoods as IPBES and IPCC and planning. 42 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Synthesis of options for achieving Aichi Outcome 4.2 (Sub)national governance systems in targets of biodiversity conservation landscapes covering 100 M ha and inhabited by 70 through managed transition zones 1) Website availability of studies, process-level and M people use quantified and valued functions of around protected areas, landscape spatially calibrated heuristic models on FT&A FT&A for biodiversity, full hydrological cycle and connectivity and ecological corridors ecosystem services at multiple scales 2) Reference ecosystem services analyzed across knowledge and development zoning utiizing full to FTA results in global synthesis documents such domains and available for policy-•level synthesis 2018 spectrum of FT&A land use systems as IPBES and IPCC and planning. Valuation studies that relate human Outcome 4.2 (Sub)national governance systems in and social captital benefits across landscapes covering 100 M ha and inhabited by 70 scales to changes in forest and tree 1) Website availability of studies, process-level and M people use quantified and valued functions of cover as indicators of ecosystem spatially calibrated heuristic models on FT&A FT&A for biodiversity, full hydrological cycle and services in local context, as ecosystem services at multiple scales 2) Reference ecosystem services analyzed across knowledge contributions to national and to FTA results in global synthesis documents such domains and available for policy-•level synthesis 2019 international debate (incl. IPBES) as IPBES and IPCC and planning. Outcome 4.2 (Sub)national governance systems in landscapes covering 100 M ha and inhabited by 70 1) Website availability of studies, process-level and M people use quantified and valued functions of Reevaluation of cobenefit relations spatially calibrated heuristic models on FT&A FT&A for biodiversity, full hydrological cycle and among global conventions (CBD, ecosystem services at multiple scales 2) Reference ecosystem services analyzed across knowledge UNCCD, UNFCCC) at landscape scale, to FTA results in global synthesis documents such domains and available for policy-•level synthesis 2020 utilized in international discourse as IPBES and IPCC and planning. Impact study of shifts in gender- Outcome 4.2 (Sub)national governance systems in equitable control of productive FT&A landscapes covering 100 M ha and inhabited by 70 assets and resources. Policy options to 1) Website availability of studies, process-level and M people use quantified and valued functions of favor sustainable restoration of tree- spatially calibrated heuristic models on FT&A FT&A for biodiversity, full hydrological cycle and based ecosystems adopted by at least 3 ecosystem services at multiple scales 2) Reference ecosystem services analyzed across knowledge countries that have made pledges to to FTA results in global synthesis documents such domains and available for policy-•level synthesis 2021 meet international agreements as IPBES and IPCC and planning. 43 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Re-assessment of new evidence of Outcome 4.2 (Sub)national governance systems in effects of tree cover change on rainfall landscapes covering 100 M ha and inhabited by 70 patterns and variability at continental 1) Website availability of studies, process-level and M people use quantified and valued functions of scales, combining global circulation spatially calibrated heuristic models on FT&A FT&A for biodiversity, full hydrological cycle and models with qualified tree cover data, ecosystem services at multiple scales 2) Reference ecosystem services analyzed across knowledge quantified water balance data and to FTA results in global synthesis documents such domains and available for policy-•level synthesis 2022 dendrochronological evidence as IPBES and IPCC and planning. 1) National SDG statistics at subnational scale for Stock taking of statistical data sets that countries targeted by FTA, with explicit link dietary diversity to species-level comparators/counterfactuals 2) Website and genetic diversity of agricutural and availability of reports, typologies, databases and Outcome 4.3 Diverse diets from tree cover in associated landscapes and process- diagnostic tools, and documented evidence of mosaic landscapes recognized and enhanced as level models that interpret this in terms their use 3) Recognition in high-level policy contributions to balanced diets through Increase of availability, access and behavioural documents of the relevance of landscape diversity of availability, and access to, nutrient-•rich wild patterns, setting priorities for further for balanced nutrition (against a baseline of virtual and cultivated food products from these 2017 work by FTA and partners zero before 2015) landscapes (10 sentinel landscapes 10 M people) 1) National SDG statistics at subnational scale for Analysis of priorities and options for countries targeted by FTA, with explicit developing capacities of value chain comparators/counterfactuals 2) Website actors (including input suppliers, availability of reports, typologies, databases and Outcome 4.3 Diverse diets from tree cover in producers, processors, retailers and diagnostic tools, and documented evidence of mosaic landscapes recognized and enhanced as traders) on production, post-harvet their use 3) Recognition in high-level policy contributions to balanced diets through Increase handling, processing, marketing and documents of the relevance of landscape diversity of availability, and access to, nutrient-•rich wild consumption of nutrient-rich foods for balanced nutrition (against a baseline of virtual and cultivated food products from these 2018 derived at landscape scale zero before 2015) landscapes (10 sentinel landscapes 10 M people) 44 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables 1) National SDG statistics at subnational scale for countries targeted by FTA, with explicit In at least 5 landscapes: Increased on- comparators/counterfactuals 2) Website farm production of a diversity of fruits, availability of reports, typologies, databases and Outcome 4.3 Diverse diets from tree cover in nuts, vegetables and legumes, and diagnostic tools, and documented evidence of mosaic landscapes recognized and enhanced as increased amount of collected wild their use 3) Recognition in high-level policy contributions to balanced diets through Increase resources including wild fruits, documents of the relevance of landscape diversity of availability, and access to, nutrient-•rich wild vegetables, bush meat, mushrooms, for balanced nutrition (against a baseline of virtual and cultivated food products from these 2019 insects and fish from forests zero before 2015) landscapes (10 sentinel landscapes 10 M people) 1) National SDG statistics at subnational scale for countries targeted by FTA, with explicit comparators/counterfactuals 2) Website In at least 5 countries: Increased value availability of reports, typologies, databases and Outcome 4.3 Diverse diets from tree cover in capture by producers/collectors of diagnostic tools, and documented evidence of mosaic landscapes recognized and enhanced as nutrient-rich food reduced post-harvest their use 3) Recognition in high-level policy contributions to balanced diets through Increase losses of wild and cultivated nutrient- documents of the relevance of landscape diversity of availability, and access to, nutrient-•rich wild rich food increased incomes and for balanced nutrition (against a baseline of virtual and cultivated food products from these 2020 employment zero before 2015) landscapes (10 sentinel landscapes 10 M people) 1) National SDG statistics at subnational scale for countries targeted by FTA, with explicit In at least 5 countries: Increased comparators/counterfactuals 2) Website dietary diversity of low-income rural availability of reports, typologies, databases and Outcome 4.3 Diverse diets from tree cover in and urban consumers using a variety of diagnostic tools, and documented evidence of mosaic landscapes recognized and enhanced as nutrient-rich wild and cultivated their use 3) Recognition in high-level policy contributions to balanced diets through Increase nutrient-rich food available during documents of the relevance of landscape diversity of availability, and access to, nutrient-•rich wild economic, social and/or environmental for balanced nutrition (against a baseline of virtual and cultivated food products from these 2021 shocks zero before 2015) landscapes (10 sentinel landscapes 10 M people) 45 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables 1) National SDG statistics at subnational scale for countries targeted by FTA, with explicit comparators/counterfactuals 2) Website availability of reports, typologies, databases and Outcome 4.3 Diverse diets from tree cover in diagnostic tools, and documented evidence of mosaic landscapes recognized and enhanced as Impact study of the effectiveness of their use 3) Recognition in high-level policy contributions to balanced diets through Increase interventions by development partners documents of the relevance of landscape diversity of availability, and access to, nutrient-•rich wild aimed at supporting dietary diversity for balanced nutrition (against a baseline of virtual and cultivated food products from these 2022 through diverse landscapes zero before 2015) landscapes (10 sentinel landscapes 10 M people) Outcome 4.4 Adaptive landscape institutions empowered and supported on 6 M ha inhabited by 4 M people to manage changing landscape mosaics towards more balanced and adaptive Exchange of lessons learned across the 1) Website availability of objectives, context and multifunctionality and successful 'forest landscape various learning landscapes associated evolving lessons in the various learning landscape restoration' through 'action research' and with FTA, including a further review of networks 2) Publicly available synthesis documents inclusive, participatory learning. This is aligned existing typologies of 'payment for and impact studies 3) Documented use of the with efforts in PIM.5.2 -œ6 million hectares of watershed services' settings and as typologies that emerge from the learning shared landscapes under more productive and 2017 basis for new action research efforts. landscape networks equitable management-•. Outcome 4.4 Adaptive landscape institutions empowered and supported on 6 M ha inhabited by 4 M people to manage changing landscape Reflection on the multi-scale character mosaics towards more balanced and adaptive of the 'common but differentiated 1) Website availability of objectives, context and multifunctionality and successful 'forest landscape responsibility' phrase that so far is evolving lessons in the various learning landscape restoration' through 'action research' and primarily used at international networks 2) Publicly available synthesis documents inclusive, participatory learning. This is aligned negotiation tables but that may and impact studies 3) Documented use of the with efforts in PIM.5.2 -œ6 million hectares of increase space for local adaptive typologies that emerge from the learning shared landscapes under more productive and 2018 landscape management. landscape networks equitable management-•. 46 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Outcome 4.4 Adaptive landscape institutions empowered and supported on 6 M ha inhabited by 4 M people to manage changing landscape mosaics towards more balanced and adaptive 1) Website availability of objectives, context and multifunctionality and successful 'forest landscape evolving lessons in the various learning landscape restoration' through 'action research' and Compilation of lessons learned at networks 2) Publicly available synthesis documents inclusive, participatory learning. This is aligned landscape scale across the learning and impact studies 3) Documented use of the with efforts in PIM.5.2 -œ6 million hectares of landscape networks for reporting on typologies that emerge from the learning shared landscapes under more productive and 2019 Aichi targets to CBD. landscape networks equitable management-•. Outcome 4.4 Adaptive landscape institutions Impact study of the further empowered and supported on 6 M ha inhabited development and use of the LUMENS by 4 M people to manage changing landscape tool for participatory planning of land mosaics towards more balanced and adaptive uses providing multiple environmental 1) Website availability of objectives, context and multifunctionality and successful 'forest landscape services. Cost-effective, multiscale and evolving lessons in the various learning landscape restoration' through 'action research' and participatory protocols for monitoring networks 2) Publicly available synthesis documents inclusive, participatory learning. This is aligned viability of restored forests developed and impact studies 3) Documented use of the with efforts in PIM.5.2 -œ6 million hectares of and adopted by key countries and typologies that emerge from the learning shared landscapes under more productive and 2020 other stakeholders. landscape networks equitable management-•. Outcome 4.4 Adaptive landscape institutions empowered and supported on 6 M ha inhabited by 4 M people to manage changing landscape mosaics towards more balanced and adaptive 1) Website availability of objectives, context and multifunctionality and successful 'forest landscape evolving lessons in the various learning landscape restoration' through 'action research' and Documented investment action of networks 2) Publicly available synthesis documents inclusive, participatory learning. This is aligned development support partners on the and impact studies 3) Documented use of the with efforts in PIM.5.2 -œ6 million hectares of basis of the shared learning that links typologies that emerge from the learning shared landscapes under more productive and 2021 issues to places and action perspectives landscape networks equitable management-•. 47 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Outcome 4.4 Adaptive landscape institutions empowered and supported on 6 M ha inhabited by 4 M people to manage changing landscape Next-level stock taking of how the mosaics towards more balanced and adaptive 'payment for environmental services' 1) Website availability of objectives, context and multifunctionality and successful 'forest landscape debate has progresses conceptually evolving lessons in the various learning landscape restoration' through 'action research' and (combining behavioural economics, networks 2) Publicly available synthesis documents inclusive, participatory learning. This is aligned applied ecology and institutional and impact studies 3) Documented use of the with efforts in PIM.5.2 -œ6 million hectares of political ecology) and in evolving typologies that emerge from the learning shared landscapes under more productive and 2022 practice. landscape networks equitable management-•. 48 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables FP5-Climate change mitigation/adaptation opportunities in forests&agroforestry PIM Table B: Flagship level: outcomes by windows of funding Amount W1+W2 W3 Bilateral Other W1+W2 W3 Bilateral Other 2022 outcome description needed ($) (%) (%) (%) (%) (Amount) (Amount) (Amount) (Amount) Efficient, effective and equitable climate national and international mitigation policies and funding, aligned with development objectives (3E+ goals) 44,000,000 15 0 85 0 6,600,000 0 37,400,000 0 Risk-assessed ecosystem-based adaptation (EbA) policy and practice in place including joint mitigation and adaptation approaches 21,580,000 15 0 85 0 3,237,000 0 18,343,000 0 Integrated food and bioenergy production policy and practice realized 10,360,000 15 0 85 0 1,554,000 0 8,806,000 0 Performance assessment of mitigation and adaptation policy and practice widely implemented 10,360,000 15 0 85 0 1,554,000 0 8,806,000 0 86,300,000 12,945,000 0 73,355,000 0 49 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables PIM Table C: Flagship level: investments by sub-IDO’s Amount W1+W2 W3 Bilateral Other W1+W2 W3 Bilateral Other Sub-IDO needed ($) (%) (%) (%) (%) (Amount) (Amount) (Amount) (Amount) Reduced net greenhouse gas emissions from agriculture, forests and other forms of land use 38,000,000 15 0 85 0 5,700,000 0 32,300,000 0 Enhanced adaptive capacity to climate risks 23,300,000 15 0 85 0 3,495,000 0 19,805,000 0 Increased livelihood opportunities 10,400,000 15 0 85 0 1,560,000 0 8,840,000 0 Gender-equitable control of productive assets and resources 6,000,000 15 0 85 0 900,000 0 5,100,000 0 Enhanced individual capacity in partner research organizations through training and exchange 8,600,000 15 0 85 0 1,290,000 0 7,310,000 0 86,300,000 12,945,000 0 73,355,000 0 50 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables PIM Table D: Flagship level: annual milestones table Year Milestone description Means of verifying For which outcomes 5.1.1. Comparative analysis of best, 3E+ Efficient, effective and equitable climate national options for policies and practices for scientific publications and policy briefs (FTA and CG and international mitigation policies and emission reduction concluded and center websites) book on the topic national reports funding, aligned with development objectives 2017 applied by decision makers and strategy documents, e.g. for REDD+ (3E+ goals) 5.1.2. Research on forest restoration Efficient, effective and equitable climate national and enhancing forest carbon sink scientific publications and policy briefs (FTA and CG and international mitigation policies and capacity available and used (e.g. in the center websites) Bonn Challenge documents and funding, aligned with development objectives 2018 Bonn Challenge) website, country reports (3E+ goals) 5.1.3. Analysis of and roadmap for Efficient, effective and equitable climate national reduced forest fire practice and policies scientific publications and policy briefs (FTA and CG and international mitigation policies and (Indonesia) made available and used by center websites) Indonesia Peatland Agency funding, aligned with development objectives 2019 authorities documents (3E+ goals) 5.1.4. Analysis available to increase Efficient, effective and equitable climate national effectiveness and efficiency of results- and international mitigation policies and based climate finance and used (e.g. by Policy briefs documentation of stakeholder funding, aligned with development objectives 2020 Green Climate Fund) dialogues, GCF strategy documents and work logics (3E+ goals) 5.1.5. Options for enabling policy scientific publications and policy briefs (FTA and CG architecture and public-“private center websites) corporate annual reports and Efficient, effective and equitable climate national partnership mechanisms defined and similar documents, government and watchdog and international mitigation policies and used to shape corporate zero- organization reports on the role of the private funding, aligned with development objectives 2021 deforestation commitments sector (3E+ goals) 51 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Year Milestone description Means of verifying For which outcomes 5.1.6. Evidence-based decision-making in NDC planning and implementation and policy learning from country-level Efficient, effective and equitable climate national to the international policy arena scientific publications and policy briefs (FTA and CG and international mitigation policies and (Facilitative Dialogue) supported with center websites) NDCS submitted by countries, funding, aligned with development objectives 2022 analysis and data and evident in NDCs UNFCCC and NGO analysis of NDCs (3E+ goals) 5.2.1. Concluding analysis of synergies/trade-offs between scientific publications and policy briefs (FTA and CG Risk-assessed ecosystem-based adaptation (EbA) mitigation and adaptation published center websites) UNFCCC documents on Joint policy and practice in place including joint 2017 and applied, e.g. in the JMA debate Mitigation Adaptation mitigation and adaptation approaches 5.2.2. Approaches and tools for risk and vulnerability assessment for both people and forests to climate change scientific publications and policy briefs (FTA and CG Risk-assessed ecosystem-based adaptation (EbA) made available and used, e.g. in the center websites) UNFCCC Loss and Damage policy and practice in place including joint 2018 'loss and damage' debate documents mitigation and adaptation approaches 5.2.3. Ecosystem-based adaptation (EbA) options that raise adaptive scientific publications and policy briefs (FTA and CG Risk-assessed ecosystem-based adaptation (EbA) capacity of social groups identified and center websites) case study reports, e.g. from NGOs, policy and practice in place including joint 2019 applied in case studies on progress in adaptation mitigation and adaptation approaches 5.2.4. Mechanisms to strengthen local capacity to respond with EbA scientific publications and policy briefs (FTA and CG Risk-assessed ecosystem-based adaptation (EbA) comparatively assessed across scales center websites) case study reports, e.g. from NGOs, policy and practice in place including joint 2020 and used in case studies on progress in local capacity for adaptation mitigation and adaptation approaches scientific publications and policy briefs (FTA and CG 5.2.5. Approaches to measure and center websites) toolboxes available (websites) Risk-assessed ecosystem-based adaptation (EbA) monitor effectiveness and efficiency of national adaptation reports that show usage of policy and practice in place including joint 2021 EbA actions developed and tested these tools mitigation and adaptation approaches 52 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Year Milestone description Means of verifying For which outcomes 5.2.6. Guidance available for flexible, data-driven approaches as risk scientific publications and policy briefs (FTA and CG reduction strategies and feedback- center websites) analysis report on national policy Risk-assessed ecosystem-based adaptation (EbA) based policy responses and used in approaches national reports on adaptation policy policy and practice in place including joint 2022 policy making and practice mitigation and adaptation approaches 5.3.1. Analysis of current status of bioenergy types concluded and used by scientific publications and policy briefs (FTA and CG country agencies and international center websites) country reports, GIZ reports on Integrated food and bioenergy production policy 2017 agencies developing bioenergy policies bioenergy and woodfuel and practice realized 5.3.2. Analysis of international and national drivers of bioenergy development to understand land scientific publications and policy briefs (FTA and CG allocation to bioenergy production center websites) national reports, case study Integrated food and bioenergy production policy 2018 concluded and used in national policies reports and practice realized 5.3.3. Spatially explicit assessments of potential of bioenergy production on scientific publications and policy briefs (FTA and CG degraded land available and used in center websites) national and case study reports climate-smart land allocation to biofuel intrenational analysis reports e.g. by UN agency or Integrated food and bioenergy production policy 2019 production NGO and practice realized 5.3.4. Analysis of impact of bioenergy on social and environmental outcomes available to countries and supporting policy making for sustainable bioenergy scientific publications and policy briefs (FTA and CG Integrated food and bioenergy production policy 2020 production center websites) national reports and practice realized 53 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Year Milestone description Means of verifying For which outcomes 5.3.5. Studies of demand and supply, costs, social and environmental impacts, carbon footprints and synergies/trade-offs with food production and variation by world region, feedstock types, and scale of bioenergy production available and scientific publications and policy briefs (FTA and CG used in more informed national policy center websites) national reports intrenational Integrated food and bioenergy production policy 2021 making comparative report and practice realized 5.3.6. Scenarios developed and used in analysis of how bioenergy extraction links to landscape configuration and scientific publications and policy briefs (FTA and CG how future energy developments may center websites) scenario development tool and Integrated food and bioenergy production policy 2022 affect the role of biofuels results documentation and practice realized 5.4.1. Reference levels determined for scientific publications and policy briefs (FTA and CG Performance assessment of mitigation and a variety of situations and land uses center websites) IPCC reports, national reports on adaptation policy and practice widely 2017 and applied by countries RLs implemented 5.4.2. Basic research to understand carbon source/sink dynamics to improve regional and global models Performance assessment of mitigation and available for IPCC and used to improve scientific publications and policy briefs (FTA and CG adaptation policy and practice widely 2018 global models center websites) implemented 5.4.3. Innovative methods available to measure non-carbon benefits and scientific publications and policy briefs (FTA and CG Performance assessment of mitigation and identify causal change and used by center websites) national and intenational (e.g. UN) adaptation policy and practice widely 2019 countries reports on SDG achievements implemented Performance assessment of mitigation and 5.4.4. First round of impact assessment scientific publications and policy briefs (FTA and CG adaptation policy and practice widely 2020 of REDD+ policy and practice concluded center websites) book on the topic implemented 54 | P a g e FTA Revised Phase II Full Proposal: Performance Indicator Matrix (PIM) Tables Year Milestone description Means of verifying For which outcomes scientific publications and policy briefs (FTA and CG Performance assessment of mitigation and 5.4.5. Approaches to cost-efficient, center websites) national reports detailing national adaptation policy and practice widely 2021 transparent, reliable MMRV developed MRV systems architecture implemented 5.4.6. Coupled bioeconomic modeling to understand emergent properties, complexity and conditions of landscape Performance assessment of mitigation and systems available and involved in scientific publications and policy briefs (FTA and CG adaptation policy and practice widely 2022 decision-making tools center websites) implemented 55 | P a g e