"BARGAINING" AND GENDER RELATIONS: WITHIN AND BEYOND THE HOUSEHOLD Bina Agarwal FCND DISCUSSION PAPER NO. 27 Food Consumption and Nutrition Division International Food Policy Research Institute 1200 Seventeenth Street, N.W. Washington, D.C. 20036-3006 U.S.A. (202) 862-5600 Fax: (202) 467-4439 March 1997 FCND Discussion Papers contain preliminary material and research results, and are circulated prior to a full peer review in order to stimulate discussion and critical comment. It is expected that most Discussion Papers will eventually be published in some other form, and that their content may also be revised. ABSTRACT Highlighting the problems posed by a "unitary" conceptualization of the household, a number of economists have in recent years proposed alternative models. These models, especially those embodying the bargaining approach, provide a useful framework for analyzing gender relations and throw some light on how gender asymmetries are constructed and contested. At the same time, the models have paid inadequate or no attention to some critical aspects of intrahousehold gender dynamics, such as: what factors (especially qualitative ones) affect bargaining power? What is the role of social norms and social perceptions in the bargaining process and how might these factors themselves be bargained over? Are women less motivated than men by self-interest and might this affect bargaining outcomes? Most discussions on bargaining also say little about gender relations beyond the household, and about the links between extrahousehold and intrahousehold bargaining power. This paper spells out the nature of these complexities and their importance in determining the outcomes of intrahousehold dynamics. It also extends the bargaining approach beyond the household to the interlinked arenas of the market, the community, and the State. CONTENTS Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iv 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 2. Bargaining and Intrahousehold Gender Relations . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 Determinants of Intrahousehold Bargaining Power . . . . . . . . . . . . . . . . . . . . . . . . 9 Bargaining for Subsistence Within the Family . . . . . . . . . . . . . . . . . . . . . . 11 Social Perceptions and Bargaining Power . . . . . . . . . . . . . . . . . . . . . . . . . 15 Do All Factors Carry Equal Weight? . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 Bargaining over Family Land . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 Social Norms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22 Norms as Limits to What Can Be Bargained About . . . . . . . . . . . . . . . . . 22 Norms as Determinants of or Constraints to Bargaining Power . . . . . . . . . 24 Norms and How Bargaining Is Conducted . . . . . . . . . . . . . . . . . . . . . . . . 26 Bargaining over Social Norms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 What Affects Bargaining over Norms? . . . . . . . . . . . . . . . . . . . . . . . . . . . 32 Self-perceptions, Altruism, and Self-interest . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34 Do Women Suffer from False Perceptions? . . . . . . . . . . . . . . . . . . . . . . . . 35 Altruism or Self-Interest? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 Altruism and Intrahousehold Coalitions . . . . . . . . . . . . . . . . . . . . . . . . . . 42 3. Beyond the Household: The Market, the Community, and the State . . . . . . . . . . . . 43 The Market . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44 The Community . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45 The State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50 Interactions: The Household, the Market, the Community, and the State . . . . . . 53 4. In Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60 FIGURE 1. Factors likely to affect rural women's bargaining power (in relation to subsistence) in different arenas . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55 iv ACKNOWLEDGMENTS This paper builds on and develops some of the issues I had raised in A Field of One's Own: Gender and Land Rights in South Asia (Agarwal 1994a). Initial discussions with and subsequent comments on the paper from Lawrence Haddad, Janet Seiz, Elizabeth Katz, Agnes Quisumbing, and Nancy Folbre were most useful, and I thank them all for their responses. I also thank Joti Kohli for her help in locating several useful articles. Prof. Bina Agarwal Institute of Economic Growth University of New Delhi Studies on gender and microeconomic outcomes are too numerous to list here, but on gender and1 macroeconomics, see, especially, World Development (1995). Biology (pregnancy, childbearing, etc.) may have influenced the historical construction of some2 aspects of gender relations, such as the gender division of labor. But biology cannot explain the entire gamut of gender inequalities we observe today, nor even the perpetuation of an observed gender division of labor (e.g., technical developments have minimized the importance of muscular strength; contraceptive technology reduces the disability of frequent pregnancies; and a variety of possible arrangements make child care a less binding constraint). In any case, the considerable variation of gender relations across cultures indicates the enormous importance of nonbiological factors. 1. INTRODUCTION The nature of gender relations—relations of power between women and men—is not easy to grasp in its full complexity. But these relations impinge on economic outcomes in multiple ways. The complexity arises not least from the fact that gender1 relations (like all social relations) embody both the material and the ideological. They are revealed not only in the division of labor and resources between women and men, but also in ideas and representations—the ascribing to women and men of different abilities, attitudes, desires, personality traits, behavior patterns, and so on. Gender relations are both constituted by and help constitute these practices and ideologies, in interaction with other structures of social hierarchy such as class, caste, and race. Neither uniform across societies nor historically static (as numerous studies of different cultures, regions, and communities bear out), they may be seen as largely socially constructed (rather than biologically determined). The process of this social construction, however, is2 inadequately understood, as is also how particular forms of gender inequalities are maintained, and by what means they might change over time. Recent growing interest among economists in intrahousehold dynamics addresses these questions. For instance, there has been an increasing criticism of "unitary" household models that assume that household members seek to maximize utility on the 2 basis of a set of common preferences represented by an aggregate utility function, and a common budget constraint. A range of alternative household models use the game- theoretic approach to incorporate a more complex understanding of how family decisionmaking occurs, variously allowing for individual differences in preferences, in budget constraints, and in control over resource use. Although most do not explicitly address gender asymmetries, they can accommodate such asymmetries, and thus provide a useful approach for analyzing gender relations and point economic thinking in a new direction. At the same time, these formulations, consisting mostly of formal models, are restricted in their ability to incorporate the full complexity of gender interactions within households, and the simultaneity of various processes and forms of decisionmaking. In addition, most say little about gender relations beyond the household. This paper outlines some aspects critical for understanding intrahousehold dynamics from a gender perspective that existing household models either miss altogether, or do not adequately address. For instance, most models characterize these dynamics as a form of "bargaining," but typically say little about the complex range of factors, especially qualitative ones, that might determine bargaining power; what role social norms and perceptions play in the bargaining process; what effect gender differences (if such exist) in the exercise of self-interest might have on bargaining; and so on. Such factors can impinge crucially on the accuracy of theoretical formulations, empirical predictions, and policy interventions, and must therefore be given cognizance in framing hypotheses, data gathering, and analyses. Equally, models and policies could go awry if intrahousehold dynamics are assumed (as they often are) to exist in isolation, without examining the extrahousehold socioeconomic and legal institutions within which households are embedded, and how these institutions might themselves be subject to change. The paper seeks to provide pointers on this count as well, extending the bargaining approach beyond the household to the interlinked arenas of the market, the community, and the State. 3 For this purpose, I both use and emphasize the usefulness of what I term "analytical description" for capturing the complexity and historic variability of gender relations in intra- and extra-household dynamics. By analytical description I mean a formulation that seeks to comprehensively spell out both qualitative and quantitative factors that might impinge on outcomes, without being preconstrained by data limitations or by the structure that formal modeling imposes. A formal model could be seen as a subset of analytical description; and empirical analysis based on the model as a further subset. All three—analytical description, a formal model, and empirical analysis—can in different ways extend our understanding about how gender relations get constructed and contested within and outside the household. 2. BARGAINING AND INTRAHOUSEHOLD GENDER RELATIONS Are you suggesting that women should be given rights in land? What do women want? To break up the family? (Minister of Agriculture to the author at an Indian Planning Commission seminar on Land Reform, June 1989.) Whether or not so intended, the Minister's reaction implies at least two assumptions about the family: that its stability as an institution hinges on the maintenance of unequal resource positions between women and men; and that economic self-interest plays an important role in intra-family gender relations, which would be revealed with particular starkness in gender conflict over a critical form of property such as arable land. Such a picture of the family is a far cry from that implicit in much of standard economic theory, namely of the family as an undifferentiated unit governed primarily or solely by altruism. 4 For interesting discussions on problems associated with a unitary conceptualization of the household,3 see, among others, the writings of economists Doss (1996), Folbre (1986, 1988), Haddad, Hoddinott, and Alderman (1994), Hart (1993), IDS Bulletin (1991), Katz (1992), Agarwal (1994a), Kabeer (1994), Nelson (1994), Ott (1995), Seiz (1991), and Sen (1983, 1990); and anthropologists Guyer (1981), Harriss (1981), Moore (1991), as well as others in Guyer and Peters (1987). In addition, a critique of unitary household models is implicit in the writings of a number of economists (mentioned below) who have formulated alternative models. Some scholars distinguish between "household" and "family" (e.g., Shah 1973), but I have used them4 interchangeably, given the empirical variability of these units across regions, and their definitional variability across the literature (Guyer and Peters 1987; Kolenda 1987). For instance, households can be commensal and residential units, and/or units of joint property ownership, production, consumption, and investment, or they can constitute some intersection of these dimensions. They also vary in membership composition from units of single persons, to those of parents and children, to those with additional relatives: siblings, grandparents, and so on. Also referred to as the common preference model, the altruistic model, or the benevolent dictator5 model. The latter picture is today difficult to defend in the face of growing evidence to the contrary. Households/families (I will use the two terms interchangeably ) are3 4 recognizably constituted of multiple actors, with varying (often conflicting) preferences and interests, and differential abilities to pursue and realize those interests. They are arenas of (albeit not the sole determinants of) consumption, production, and investment, within which both labor and resource allocation decisions are made. And evidence from many regions reveals persistent gender inequalities in the distribution of household resources and tasks. A number of economists are today grappling with such complexities, within and outside the game-theoretic format. Most take as their starting point a critique of Becker's (1965, 1981) unitary model of the family, agreeing that it is problematic. This model5 treats the household as a single entity in relation to both consumption and production. It assumes that all household resources and incomes are pooled, and that resources are allocated by an altruistic household head who represents the household's tastes and preferences and seeks to maximize household utility. There is less agreement, however, on alternative approaches to intrahousehold interactions. These approaches cover a diverse range: cooperative, noncooperative, collective, or some mix of these. In varying 5 See, especially, Doss (1996), Haddad, Hoddinott, and Alderman (1994), Haddad, Hoddinott,6 and Alderman (1997), Hoddinott (1991), Katz (1996), and Strauss and Thomas (1995). See Bourguignon and Chiappori (1992), Browning et al. (1994), and Chiappori (1988, 1992).7 degree, they seek to incorporate the social reality of the family as described in anthropological and sociological writings. Differences between the approaches, outlined in several excellent review articles, do not need detailed repetition here. Suffice it to6 mention their broad features. Barring the "collective models" that make no assumption7 other than that the outcome will be Pareto efficient (and that attempt to uncover the decisionmaking rules and processes through empirical analysis), all the others characterize household decisionmaking as some form of "bargaining." A brief outline of the bargaining framework is therefore warranted. Within the bargaining approach, intrahousehold interaction is characterized as containing elements of both cooperation and conflict. Household members cooperate insofar as cooperative arrangements make each of them better-off than noncooperation. However, many different cooperative outcomes are possible in relation to who does what, who gets what goods and services, and how each member is treated. These outcomes are beneficial to the negotiating parties relative to noncooperation. But among the set of cooperative outcomes, some are more favorable to each party than others—that is, one person's gain is another person's loss—hence the underlying conflict between those cooperating. Which outcome will emerge depends on the relative bargaining power of the household members. A member's bargaining power would be defined by a range of factors, in particular, the strength of the person's fall-back position (the outside options that determine how well-off s/he would be if cooperation failed), also termed as the "threat point." An improvement in the person's fall-back position (better outside options) would lead to an improvement in the deal the person gets within the household. 6 The early formal critiques of the unitary model used a cooperative bargaining approach, and relaxed only the assumption of common preferences while retaining that of income pooling (Manser and Brown 1980; McElroy and Horney 1981), adapting to a two- person household Nash's (1950, 1953) formulation of cooperative "bargaining problems" within game theory. Household members bargain over the use of the pooled income, the outcome depending on their bargaining power, determined by their respective fall-back positions. These depend, in turn, on what McElroy (1990) terms extrahousehold environmental parameters (EEPs) such as parental wealth, a person's nonwage income, and the legal structure governing marriage and divorce. These cooperative models assume the attainment of Pareto optimality in household decisions, enforceable and binding contracts, and symmetrical positions between the parties in relation to information availability and bargaining ability, and say little about the actual process of bargaining. In contrast, the "noncooperative" models relax many of these assumptions, including those of Pareto efficiency, income pooling, and enforceable and binding contracts. In addition to allowing differing preferences between individuals, they allow for individual production decisions and asymmetry between the parties with respect to information and the rules of the game (see Wooley 1988, and Kanbur and Haddad 1994, among others). In between are models that combine both approaches, recognizing the possibility of "separate spheres" of activities while cooperating over, say, the production and/or consumption of some joint goods or activities. For instance, Lundberg and Pollak (1993), who pioneered the notion of separate spheres, point out that for many small decisions in a marriage, divorce is not a credible threat should cooperation fail. Rather, people may remain within the marriage but withdraw into separate spheres, defined by, say, a division of labor based on socially recognized gender roles that emerge without explicit bargaining. This withdrawal option would constitute an "internal" threat point. The parties would, however, still bargain over jointly shared goods and activities, such as 7 Some argue that since available data do not usually permit us to test hypotheses that could help us8 choose between the bargaining and neoclassical household models, the analytically simpler neoclassical model is preferable. This is not an adequate reason for dismissing the bargaining approach, but merely strengthens the case for further data gathering. Also, as Katz (1996, 16) notes, "Even if the same predictions can be generated ... in a unitary framework, it may be asked why parsimony and not descriptive accuracy is the relevant ... criterion for the choice of model." meals and child care, with the bargaining operating like a Nash cooperative game. In other words a noncooperative solution is used as a threat point in a cooperative game (also see Ulph 1988, Jones 1983, and McElroy 1997). These "nested" separate spheres of noncooperation within the household may also be defined by separate semi-autonomous loci of production and consumption (Carter and Katz 1997; Katz 1992). In Katz's (1992) alternative "reciprocal claims model," each household member has a distinct income stream and makes resource allocation decisions subject to her/his own budget constraint; any transfers of income, labor, land, and other resources between individuals are explicitly recognized; and household resource allocation is treated as a set of individually determined allocation choices. Inter-member resource transfers are bargained over between the parties concerned. Attempts to test the relevance of alternative models (excellently reviewed in Haddad, Hoddinott, and Alderman 1997, and Doss 1996) indicate a considerable justification for rejecting the unitary model, or at least for "shifting the burden of proof" to those defending it, even though there is no clear answer as to which alternative model might be the most suitable. Rather, as Katz (1996, 19) argues, "unitary, cooperative,8 noncooperative and `collective' decisionmaking rules may all coexist in the same household," varying by the type of resource or expenditure. How we characterize the household impinges not just on academic analysis but also, critically, on policy. Policymakers in many countries, assuming a unitary model, have typically directed resources to male household heads, assuming equitable intrahousehold sharing of resources or benefits thereof. A bargaining model would suggest that policies and resources be directed differently, taking account, say, of the 8 gender of the recipient, insofar as the welfare, efficiency, and equity implications could differ by gender. Also it would point policymakers (seeking to affect intrahousehold allocations) to interventions in addition to price changes, such as legal and institutional changes (see also Haddad, Hoddinott, and Alderman 1994). While bargaining models have contributed in interesting ways to household analysis, it is critical to think beyond the restrictions imposed by fully-specified models, and to move toward a less restrictive formulation that incorporates qualitative aspects, and greater complexity. In other words, the bargaining perspective or approach has particular usefulness in examining gender relations, in the application of which we need not be restricted to game-theoretic formulations (see, also, Seiz 1991). Some of these aspects could no doubt be incorporated into formal models, but there would still be limitations imposed by structure. In any case, my purpose here is to focus, through the lens of gender, on some dimensions that are critical to bargaining outcomes, but which most discussions of household bargaining treat as exogenous and outside the realm of their analytical specifications, such as the following: • What determines intrahousehold bargaining power? Bargaining models define bargaining power in terms of fallback positions, but their specification of what factors impinge on these positions tends to be rather narrow: few specify factors beyond income (earned or unearned); even fewer explore qualitative aspects of power. • Are there differences in the relative importance of factors that determine fallback positions? Clearly, not all factors would carry equal weight. • What is the role of social norms in determining bargaining power and in setting the limits to what is bargained over? Again there is inadequate discussion on this, as there is also on the possible endogeneity of the norms, viz., of norms themselves being the subjects of bargaining; 9 • How are bargaining processes and outcomes affected by differences in individual perceptions (about needs, contributions, etc.) and pursuit of self- interest? In particular, is women's relative deprivation due in part to their failure to perceive their true self-interest, or to their being more altruistic than men? Existing discussion on these questions is limited, and much of it problematic. The possibilities of bargaining on behalf of others and of coalitions within households are also not considered. • What are the links between intrahousehold bargaining and bargaining outside the household (e.g., in the market, the community, and the State)? And what determines extrahousehold bargaining power? In the sections that follow, I examine these neglected dimensions. Although many of the illustrative examples are taken from rural South Asia, the issues discussed have wider relevance. DETERMINANTS OF INTRAHOUSEHOLD BARGAINING POWER Any attempt to identify the determinants of bargaining outcomes must grapple with several complexities. First, a wide range of factors could define a person's bargaining power: some are quantifiable, such as individual economic assets; others are less so, such as communal/external support systems, or social norms and institutions, or perceptions about contributions and needs. Second, some resources are both determinants of a person's bargaining power vis-à- vis other resources, and themselves need to be bargained for. Take arable land. We could argue that landowning women would have a stronger fallback position and therefore greater bargaining power than landless women vis-à-vis the allocation of household subsistence. Yet, to gain a share in arable land may itself require bargaining, and a somewhat different set of factors would determine women's bargaining power in 10 relation to land. Similarly, social norms both affect the outcomes of bargaining and can themselves be subjects of bargaining. Third, in bargaining for something like a share in arable land, insofar as the social or legal legitimacy of any share at all for women may first need to be established, the outcomes of intrahousehold bargaining would be preconditioned by the outcomes of extrahousehold bargaining with the community and the State (as elaborated later). Fourth, the outcomes of bargaining at one point in time, by strengthening or weakening a person's fallback position, could affect the outcomes of bargaining at a later point in time. For instance, assets accumulated in one round of bargaining would affect the threat point and, therefore, outcomes in the next round. Such "iterative" bargaining could be between the same parties, or between different parties (e.g., a property settlement favoring a widow or divorcee in one marriage could strengthen her bargaining power in a subsequent marriage); and it could apply to both the short term and the long term (see, also, Sen 1990, for examples). Fifth, the outcomes of bargaining need not result from an explicit process of negotiation between the parties; they could even result from implicit differences in bargaining power. For instance, a man in north India rarely has to tell his sister that he will break all contact with her if she demands her share of ancestral land. The fact that he can do so at low economic and social cost to himself, but at high potential cost to her, may be enough for her to forego her claim. Indeed, the fact that one party can get a favorable outcome without open contestation suggests a considerable bargaining power. Sixth, in a limited sense, relative bargaining power within the household/family could be revealed in who participates in decisionmaking and about what. Hence, women who participate in decisionmaking concerning, say, agricultural production or cash expenditure in the home may be said to have greater bargaining strength than those excluded from such decisionmaking altogether. But more fundamentally, relative bargaining power is revealed in whose interests prevail in the decisions made, namely in final outcomes: in the intra-family distribution of resources, goods, services, and tasks, 11 Sen, in this context, does not expand on how families or individuals arrive at a certain endowment9 position. The category, NGOs, is broadly used here to include organizations that differ in size, the social10 backgrounds of their members, their objectives, ideological positions, issues taken up, forms of operation, and so on. Some might have a mass base, others small memberships. I will use the term "gender-progressive" NGOs or groups for those whose activities are centrally or partially aimed at reducing gender inequities. This could include organizations with mixed (male and female) membership but with a specific gender focus in their activities, as well as women's groups promoting gender-specific programs. "Gender-retrogressive" implies the opposite. the treatment meted out by family members, the control exercised over resources, and so on. Consider some of these aspects in more detail. Bargaining for Subsistence Within the Family What determines a woman's bargaining power within the family in relation to subsistence needs such as food and health care? Sen (1981), in his entitlement approach to famine, highlights two factors as significant in determining a person's (or a family's) ability to command subsistence goods (including food) and services: endowments (what a person owns, such as assets, labor power, etc.) and the exchange entitlement mapping (the exchange possibilities that exist through production and trade, which determine the consumption set available to a person with given endowments). Typically for rural9 families, the most important endowments would be arable land and ability to labor; and the exchange entitlements would be determined by the possibilities of using these endowments for production and trade (including seeking employment, in the case of labor), and by the structure of factor and commodity prices. However, we could extend this list to incorporate other entitlements that do not derive from private ownership nor, usually, from market exchange. At least three appear important: traditional rights in communal resources, traditional social support systems, and support from the State and nongovernmental organizations (NGOs). Further,10 impinging on all the factors mentioned would be social norms embodying accepted 12 notions about the division of labor, resources, etc., and social perceptions about contributions, needs, and abilities (and therefore about who deserves what). It could thus be suggested that a rural person's bargaining strength within the family vis-à-vis subsistence needs would depend (given the exchange entitlement mapping) especially on eight factors: 1. ownership of and control over assets, especially arable land; 2. access to employment and other income-earning means; 3. access to communal resources such as those of village commons and forests; 4. access to traditional social support systems such as of patronage, kinship, caste groupings, etc; 5. support from NGOs; 6. support from the State; 7. social perceptions about needs, contributions, and other determinants of deservedness; and 8. social norms. These factors would individually and interactively affect a person's ability to fulfil subsistence needs outside the family. The premise here is that the greater a person's ability to physically survive outside the family, the greater would be her/his bargaining power over subsistence within the family (although, as will be elaborated below, factors such as norms and perceptions also affect bargaining power independently of the fallback position). Inequalities among family members in respect of these factors would place 13 This approach could be adapted to the situation where persons withdraw into separate noncooperative11 spheres of activity, while maintaining some "spheres of cooperation" vis-à-vis goods and services that are jointly produced and/or consumed. Some suggest that women's childbearing and child-rearing responsibilities could also weaken their12 household bargaining position (e.g., Anne Marie Goetz, personal communication, Sussex, 1992). In my view the effect of this factor is difficult to judge a priori. In South Asia, for instance, on the one hand, frequent pregnancies and caring for a large number of young children could reduce women's bargaining power, say by limiting their employment options. On the other hand, childlessness, equated with barrenness, could lead to divorce (Cain 1988). Again having sons could increase a woman's bargaining power, but having only daughters could weaken it. Also, the extent of women's reproductive responsibilities varies across cultures, and much depends on what autonomy a woman can exercise with regard to how many children she has, her access to child-care support (through relatives or the State), and her husband's contribution to child care. some members in a weaker bargaining position relative to others. Gender is one11 significant basis of such inequality.12 While my focus here is on the determinants of well-being if cooperation should fail, it is important to note that many of the factors that determine a person's fallback position also influence her/his ability to make contributions within the relationship. If a woman loses her job or her assets, it both worsens her fallback position and diminishes the income she can bring into the family. This dual effect can lead to marriage dissolution and family abandonment in periods of severe crisis (such as a famine), as discussed further below. These determinants of bargaining power can complement or substitute for one another. The significance of the first two factors, namely command over property (especially land) and access to employment, in strengthening a rural person's survival ability outside the family, is self-evident; that of access to communal resources and various external support systems needs some elaboration, as do social perceptions and social norms. In rural economies, village commons (VCs) and State forests are especially important for two reasons: one, they provide a wide range of items essential for daily use, especially to the poor whose dependence becomes critical during drought and famines (Agarwal 1990); and two, their products, typically gathered by women and children 14 (Agarwal 1991), provide women with an independent source of subsistence unmediated by dependency relationships on men. Women usually have use rights in VCs by virtue of their membership (through birth or marriage) in the village community, whereas their access to the cash economy and (in areas of strong female seclusion) to the marketplace itself may be constrained and dependent on the mediation of males (Agarwal 1994a). Similarly, social support systems of patronage, kinship, caste groupings, and even friendships (namely, various forms of "social capital") can prove critical during economic crises. These support systems are constituted of relationships between persons or social groups in which, usually, considerations other than the solely economic take precedence, falling under the rubric of "the moral economy" (Scott 1976). They typically relate to nonmarket transactions, such as interest-free credit from relatives or friends, or intergenerational transfers between parents and children. Again, these support structures can prove especially important for women (Agarwal 1990). Other external systems of potential support, such as the State and NGOs, can add to a person's intrahousehold bargaining power, both by a direct provisioning of subsistence (e.g., widow's pensions), and indirectly by increasing access to employment, assets, credit, infrastructure, etc. Many NGOs, in particular, have in recent years helped enhance household subsistence possibilities in these and other ways, by helping people to challenge biases in State laws, policies, and their implementation. However, these interventions could either increase or decrease women's bargaining power, depending on their gender bias. Organizations that enhance credit and income- earning opportunities for women relative to men, such as the Grameen Bank in Bangladesh and the Self-Employment Women's Association (SEWA) in India, would strengthen women's bargaining power. NGO interventions that enhance only men's access to land or credit would weaken women's bargaining power. The same holds for 15 Most State interventions in relation to land have, in fact, tended to strengthen men's bargaining13 power: land tends to be distributed to male heads of households in almost all land reform programs and resettlement schemes. NGO interventions typically replicate this bias. Credit interventions used to be similarly male-biased, but this has changed in recent years, with more recognition being given both by the State and by NGOs to women's independent credit needs. For a definition of gender-progressive groups, see footnote 10. For the role such groups can play,14 see, especially, Agarwal (1994a). Folbre (1997) similarly emphasizes the role of what she terms "gender coalitions." State interventions. Gender-progressive organizations, including women's groups, can13 play a particularly important role in directing State policies and laws in women's favor.14 In other words, the first six factors listed, by impinging on women's and men's subsistence opportunities and access to resources from outside the family, would affect their bargaining power and so their access to subsistence within the family as well. The last two factors, namely social perceptions and social norms, can affect subsistence distribution both directly, in that intrahousehold allocations depend on perceptions about deservedness and on prevailing norms of sharing within families, and indirectly by impinging on the other six factors. Social norms is a vast issue and is therefore discussed in a separate section. Consider that of social perceptions. Social Perceptions and Bargaining Power There can be, and not uncommonly is, a divergence between what a person actually contributes, needs, or is able to do, and perceptions about her/his contributions, needs, or abilities. In particular, a person's contributions may be undervalued because of her gender or race. The work women do might be labeled "unskilled" and that which men do as "skilled," simply because of their gender, even if the tasks done by both require equal amounts of skill. Perceptions about contributions can also depend on how "visible" the work is: home-based or unwaged work is often seen as less valuable than work that is 16 See, especially, Agarwal (1986) and Sen (1990).15 See, for example, Abdullah and Zeidenstein (1982), and Goetz (1990).16 Sen focuses only on "contributions" as the principle underlying distribution. In fact, as noted below,17 notions about legitimate shares can stem from a range of principles, of which contributions is but one: see, for example, Engle and Nieves (1993), and Farmer and Teifenthaler (1995). physically or monetarily more visible. Indeed, women's contributions to the household15 are typically undervalued not just by family members, but often also by policymakers and bureaucrats implementing development programs.16 Similarly, perceptions about needs may differ from actual needs. In many parts of the world, women's needs are underplayed and assumed to be subordinate to or even synonymous with the "family's" needs, while for men, the distinction between family and personal needs is widely accepted and sanctioned. Such perceptions affect intrahousehold allocations and bargaining power. Systematic undervaluation of women's contributions or needs, in a system where these are important distributive principles, would reinforce gender-related deprivation. Women and girls would receive less because their contributions to the household are seen as being less valuable than that of men or boys—what Sen (1990) terms "perceived contribution response" —and/or because they are seen as needing less (what one could term17 "perceived need response"). Here, strengthening the fallback position of a rural woman, by providing her better access to village commons, may have less than the desired effect, if what she gathers (as nonmonetized items) is seen as having less value than the cash a man brings in (even if the imputed value of the gathered items is more). Such undervaluation is not confined to developing countries. The Western feminist debate on "wages for housework" arose from the recognition that unwaged work was "invisible" and perceived as having little value. England and Kilbourne (1990), drawing from studies of American households, argue that women who earn cash have more bargaining power than those who are solely housewives, because of, among other things, the cultural devaluation of housework. Women's entry into wage labor could thus be one way of increasing their 17 intra-family bargaining power not just directly, but indirectly, by increasing the perceived legitimacy of their claims (see, also, Sen 1990). At the same time, a woman's bargaining power outside the household, say in the labor market, is also affected by perceptions; for example, solely on account of her gender, she may be perceived as having lesser ability or commitment, or to be only a supplementary earner. Gender, as is race, has been known to define perceptions about abilities, and to lead to discriminatory hiring and payment practices. Rural women in many parts of South Asia, for instance, are paid less than men even for the same tasks, on the assumption that women are less productive, although few productivity studies have been conducted, and some that exist show the contrary (Agarwal 1983). Incorrect perceptions can thus reduce a woman's bargaining power in relation to family subsistence, not only by leading to an underestimation of her needs and an undervaluation of her waged contributions, but also by affecting her "worth" in the labor market, thus limiting the mentioned potential advantage of her seeking waged work. It may be noted that perceptions impinge on social norms but are not the same as social norms. For instance, norms might define on what principles family food is shared—say, contributions and/or needs, but the translation of those norms into allocations would depend not just on actual, but perceived contributions and needs. Social norms relate to customs that are established. Incorrect perceptions could get institutionalized as social norms, such as in systematically lower wage rates or lower subsistence allocations for women than men. But perceptions would usually be only one among several factors influencing norms, while also affecting bargaining power independently of norms. Like norms, perceptions may themselves be subject to contestation and change. Do All Factors Carry Equal Weight? Clearly, not all factors affect bargaining power in equal extent. However, even the few economic studies that list factors that might affect intrahousehold bargaining power 18 Guyer (1997), an anthropologist among economists, does, however, implicitly prioritize wealth and18 assets. See Breman (1985) and Commander (1983) on eroding patron-client relationships, and Cain,19 Khanam, and Nahar (1979), Drèze (1990), Fernandes and Menon (1987), Jansen (1983), and Kabeer (1994) on declining support from kin. See Agarwal (1990), Drèze (1990), Fernandes and Menon (1987), Jansen (1983), and White (1992).20 do not discuss the need for setting priorities. Identifying the more critical factors (these18 would vary by context) is especially important for policy. In agrarian economies, for instance, of the first six factors listed as affecting bargaining for subsistence, effective command over landed property holds a privileged position for several reasons. For illustration, consider evidence from rural South Asia, although the points made are of wider relevance. First, the rapid decline in forests and VCs, especially in semi-arid areas, is effectively eroding this source of supplementary economic support for the poor, and especially for women (Agarwal 1991). Second, erosion is also occurring in social support systems of patronage, kinship, and caste groupings. The decline in kin support is especially apparent among communities that19 have become poorer over time, the effects being dramatic in tribal communities traditionally characterized by a high degree of communal and intra-gender cooperation in work and social life. Among them, and elsewhere, the worst affected are usually women, especially the widowed and aged.20 Third, the returns from wage employment and other income-earning means are themselves often linked with access to land; for instance, rural nonfarm earnings in South Asia are substantially greater among households with some land, relative to the totally landless (Chadha 1992; Islam 1986), as is the probability of women finding wage employment (Ryan and Ghodake 1980; Lipton 1983). Families with some land also have a higher reserve price for their labor, which can push up aggregate wage rates (Raj and Tharakan 1983; Bardhan 1984). Effective rights in land can thus strengthen women's 19 For example, Lucas and Stark (1985) found this in relation to sons' remittances to parents in a study21 for Botswana. On this point, Dasgupta (1993, 329) misinterprets my paper on drought and famine (Agarwal 1990)22 in attributing to me the argument that a collapse of the woman's fallback position relative to her husband's in itself leads to her being abandoned in a famine. As I have stressed, a woman's fallback position here diminishes simultaneously with her potential contribution to family income, since factors such as her ownership of assets and access to employment affect both her fallback position and her ability to contribute economically to the family's well-being. Hence, in a severe crisis, while the sharp decline in the wife's fallback position may improve the husband's bargaining situation, this would provide him little realizable advantage, given the simultaneous (and severe) decline in her ability to contribute to joint well-being, so that it would still be in his economic interest to abandon her. fallback position not only directly, but also indirectly, by improving returns from other income sources. Fourth, especially the elderly are able to use property, in particular, landed property, to bargain for better care and support from their families (Sharma and Dak 1987; Raj and Prasad 1971). For some, the mere fact of possessing land helps; others may use landed property and valuables for explicit bargaining, promising favor to those family members who serve them best, as elderly women are noted to do in northern India (Sharma and Dak 1987). Migrant children's remittances to parents may also be associated positively with the latter's property status.21 Fifth, land rights could prove crucial during severe subsistence crises, as during drought and famine. In such contexts, poor rural households first dispose of assets such as jewelry, household utensils, and small animals, keeping the productive resource—land—until the last (Agarwal 1990). While disposing of the more liquid assets first makes economic sense at the household level, it also has important gender implications. The items noted to be disposed of first are often the only ones a woman owns, while land is typically in men's names. As a result, women tend to be left with both a weaker fallback position than men, and a more diminished ability to contribute to family income. During famines, an oft-noted outcome of this shift in bargaining power and contributions is the abandonment of wives and children by men (whose outside options, especially where they have land, do not deteriorate in equal degree).22 20 Under bilateral inheritance, ancestral property passes to and through both sons and daughters; under23 matrilineal inheritance, ancestral property passes through the female line. Under patrilineal inheritance, ancestral property passes through the male line. The complex workings of these inheritance systems in South Asia are detailed in Agarwal (1994a). See, among others, Davidson (1988), Koopman (1991), and Quisumbing (1994) for Africa; and24 Deere (1985) for Latin America. Also, in relation to famines, Watts (1983) notes that in Nigeria, small livestock, typically owned by women, are among the first casualties, and Vaughan (1987) describes women's increasing dependence on men, due to reduced outside options, during the Malawi famine. Sixth, land rights can, over time, help women negotiate less restrictive social norms and better treatment from husbands. The situation of South Asian women who traditionally had rights in land, as among communities that practiced matrilineal or bilateral inheritance, is indicative. They enjoyed substantial freedom of movement and23 interaction outside the home, often controlled the household food stores, and, as observed among the matrilineal Khasis of northeast India, ate before their husbands, if the latter were out late (Agarwal 1994a). All this is in contrast to the patrilineal northwest, where women's lives are circumscribed in numerous ways that limit their livelihood opportunities. Similarly, women who were landless, but who have, in recent years, acquired independent plots from the government or through NGO support, report an enhanced sense of economic security and self confidence (and therefore negotiating ability), and improved treatment from husbands and kin (Agarwal 1994a). In other words, command over private land could strengthen rural women's bargaining power in ways that merely enhancing wage employment opportunities, or stemming the erosion of common property resources, would not. Although illustrated by South Asian evidence, arable land carries similar weight for rural women in Africa and Latin America. In more urban industrial contexts, however, property other than land24 would be of greater importance. But the general point is that prioritizing/ weighting factors that affect bargaining power is important both analytically and for policy. This raises an additional issue: what affects bargaining outcomes of the prioritized factors, say of family land, which are exogenous in some contexts and endogenous in others. 21 For an empirical elaboration of the relevance of these factors in the context of South Asia, see25 Agarwal (1994a). Bargaining over Family Land Contestation over subsistence resources, given one's endowments, is only one level of bargaining. A second, more basic one, involves bargaining over the endowments themselves. At this level, the factors determining women's bargaining power become even more complex. For instance, a daughter's ability to successfully claim a share in parental landed property (assuming she is not voluntarily given it) is likely to depend especially on the following factors:25 • the existing inheritance laws; • the social legitimacy of her claim, that is, whether the claim (even if legally valid) is perceived as socially valid by her community; • her educational status and legal literacy; • her access to government officials who administer land-related matters, register land inheritance claims, etc; • her access to economic and social resources for survival outside the support systems provided by contending claimants such as brothers or kin; and • her economic and physical access to legal machinery. In other words, individual women's attempts to acquire a share in family land could require interlinked contestation outside the household as well, such as contestation with the community to establish social legitimacy for women's claims to independent land rights, contestation with the State to make inheritance laws gender equal and to ensure their better implementation, and so on. Gender differences in intrahousehold bargaining power are thus linked with the person's extrahousehold bargaining power, such as with the community and the State. 22 This would be especially so in contestation over landed property, since control over arable land helps define (and is also defined by) wider access to economic, social, and political power (Agarwal 1994a). What factors might affect women's bargaining power in the market, the community, and the State are discussed later. SOCIAL NORMS In the literature on intrahousehold economics, only a few authors explicitly recognize the importance of social norms and model them. Of those that do, some treat them as exogenous (Lundberg and Pollak 1993), while a few recognize the possibility of their being endogenous (e.g., Agarwal 1994a; Folbre 1995, 1997; Hart 1993; Katz 1996). But major gaps remain in spelling out the nature and specifics of social norms in particular contexts, and how they may affect bargaining. This section seeks to fill some of these gaps. Norms could impinge on bargaining in at least four ways: • They set limits on what can be bargained about. • They are a determinant of or constraint to bargaining power; • They affect how the process of bargaining is conducted, e.g., covertly or overtly, aggressively or quietly. • They constitute a factor to be bargained over, that is, social norms can be endogenous in that they can themselves be subject to negotiation and change. Norms as Limits to What Can Be Bargained About To begin with, norms set the limits to bargaining. They can define which issues can legitimately be bargained over, and which fall in the arena of the uncontestable. At any given time, for a given society, some decisions would fall in the realm of what the French sociologist Bourdieu (1977: 167-70) terms "doxa"—that which is accepted as a 23 Within "the field of opinion," Bourdieu further distinguishes between orthodoxy and heterodoxy.26 He does not fully spell out this distinction, but implies that orthodoxy would be at one end of the spectrum and heterodoxy at the other, the former representing one dominant system of beliefs and the latter representing several alternative systems of beliefs. natural and self-evident part of the social order, which goes without saying and is not open to questioning or contestation—the "undiscussed, unnamed, admitted without argument or scrutiny." A good deal of what is justified in the name of "tradition" would fall in this category: "the tradition is silent, not least about itself as tradition." In contrast to doxa is the "field of opinion, of that which is explicitly questioned," "the locus of the confrontation of competing discourses."26 In the present context, doxa could include widely accepted norms and practices. Social norms enter virtually every sphere of activity. They may define what category of persons cannot intermarry (e.g., most patrilineal north Indian Hindus forbid marriages to close kin or within the village); the gender division of labor within the home (e.g., housework and child care are usually seen as women's responsibilities); the gender division of labor outside the home (task specification and occupational segregation is common in both rural and urban employment, in most countries); whether women should work outside the home (female seclusion norms restrict this among some Hindu and many Muslim communities); who can participate most in household decisionmaking (e.g., older daughters-in-law who have sons may have more say than new brides); by what criterion society's resources should be shared, e.g., "to each according to ability" or "to each according to need"; and so on. These limits to bargaining may favor group over individual interests, or favor some groups over others (say men over women), or favor some individuals over others (say older women over younger). They can draw legitimacy from religious or other beliefs. And they can reflect the dominant perceptions of the needs and rights of people prevailing in a community. 24 In a study of food distribution among Guatemalan households, Engle and Nieves (1993) found27 considerable variation among families in the principles underlying observed distribution. See, also, Farmer and Teifenthaler (1995) for a discussion on some of the other criteria. The principles underlying intrahousehold distribution of subsistence are not only of academic interest, but have a bearing on public policy interventions, such as child subsidies and school feeding programs. Of course, even equality as a criterion could translate into several possible allocations: Farmer and28 Teifenthaler (1995) suggest at least six different ways by which food might be allocated to children, all in keeping with particular notions of equality that the parents might hold. For instance, parents may care about equitable food inputs that affect health or about equitable health outcomes, and each of these could be measured in terms of absolute equality, proportionate equality, or equality of shortfalls. But these choices would typically reflect individual judgments, rather than socially-established norms. Somewhat less restrictively, norms may set limits to bargaining by admitting something as contestable but restricting the range of contestation: for instance, that males should eat before females and get the better quality food may be a norm in some societies, but negotiations may be possible over what allocational criterion— contributions, needs, equality, or investment (especially in children) —is used to make allocations among the27 males, or among the females.28 The complexity of bargaining is less if the social legitimacy of a person's claim to some share of the contested item is recognized and only the size of that share is in dispute, than if the legitimacy of claiming any share at all is questioned. For instance, the rights of female family members to basic subsistence are usually not in dispute, although the proportionate shares may be, while any share for them in ancestral land might be opposed in some communities and placed outside the arena of bargaining. The overarching nature of norms suggests that, for a start, contestation would be necessary to enlarge the range of issues that can be bargained over, and even to admit specific persons as legitimate contestants. Norms as Determinants of or Constraints to Bargaining Power The kinds of restrictions to bargaining outlined above, in turn, affect women's bargaining power within the household. Consider, for instance, bargaining for better subsistence. Social norms (as suggested earlier) often define by what principles family 25 See Goldin (1990) for an interesting historical account of women workers in the United States being29 fired upon marriage, and married women not being hired by many manufacturing firms in the 1940s. She notes: "Social consensus had been formed on the necessity for married women to remain at home with their children and on the need for their husbands to support them" (p. 6). food may be shared. Food allocation norms (quantity or quality of food, or who eats first) favoring males, found, for instance, in northern South Asia, would limit women's and girl children's ability to bargain for better shares. Or the criteria justifying distributions—say, individual contributions to family income or well-being, individual needs, or investment in a person's future earning capacity—may themselves be gender-neutral, but if (as suggested earlier) perceptions about contributions, needs, etc., are biased against females, this again would reduce women's bargaining ability. Social norms can also weaken women's intrahousehold bargaining position (over subsistence and other resources) by restricting their earning possibilities in various ways, such as by discouraging (or even preventing) them from working outside the home, limiting the range of tasks they may perform, institutionalizing lower wages for them than for men, restricting their presence in public spaces and thus their access to markets and the marketplace, defining child care as their responsibility and so limiting their mobility and job options, ideologically constructing them as dependents and men as breadwinners, and so on.29 Similarly, norms can restrict a woman's bargaining power in relation to family land by providing justifications for upholding gender-unequal property laws; by predefining men as household heads and thus as the appropriate recipients of land under land reform and resettlement programs; by necessitating that women be married into distant villages and thus limiting their ability to claim and manage any share they inherit from parents; by purdah practices that restrict their access to legal, administrative, and economic institutions, and so on (for elaboration, see Agarwal 1994a). Norms also affect bargaining power by defining the extent of voice a person has within the household (as illustrated further below), and by impinging on the possibility of 26 On "voice" or "exit" as ways of expressing discontent within an organization, see Hirschman (1970)30 and footnote 54. See Agarwal (1994a), Carter and Katz (1997), and England and Kilbourne (1990) for applications of these concepts to intrahousehold bargaining. "exit." For instance, women's exit options in marriage would depend not only on their30 economic prospects outside marriage, but on the social acceptability of divorced women, and their possibilities of remarriage (their worth in the "marriage market"). Divorced and widowed women, older women, and women with children are typically less "eligible" than men with these characteristics. Norms and How Bargaining Is Conducted Mediated by gender, age, and marital status, social norms often define how household members should conduct themselves. In many societies, behavior that is assertive and loud is much more tolerated in boys and men than in girls and women. And among women, assertiveness is more accepted from older women than younger ones, from mothers-in-law than young daughters-in-law, and from daughters than daughters-in- law. Gendered norms thus set the stage for the form that bargaining can take, even within the marketplace. Fish trading in South India, for instance, true to its proverbial reputation, is typically associated with loud haggling and aggressive marketing. The women who earn a livelihood by this means risk being dubbed as "masculine" and being summarily rejected as role models by their educated daughters (Ram 1989). At times, the behavior of women fish vendors is even seen by the village men as sexually provocative, inviting verbal or physical abuse (Roy and Dewan 1988). Within the household again, the cultural construction of appropriate female behavior affects their ability to bargain. For instance, Tibeto-Burman women of Nepal, who are not subject to purdah, enjoy considerable freedom of movement and are significant and visible participants in all types of economic activity, including agriculture and trading. But even they are subject to subtle aspects of gendered behavioral norms. 27 These norms impinge, among other things, on women's ability to negotiate their rights, including property claims within the family. Consider, for illustration, March's (1988, 19-20) description of the response of a Tamang (Tibeto-Burman) woman, Nhanu, when her family property was being divided. Nhanu had left in her parent's home an expensive bronze drinking bowl, purchased from the profits of her trading expeditions. After her father's death, when the brothers were dividing the family property, she described the event as follows: I sat there quietly, without saying a word, just sitting and watching as they each took their separate shares of the family property. [Whispering] The bronze drinking bowl that I had bought that time in Kathmandu was given out in my younger brother's—Busru's father's—share. Well! While they were dividing the shares, I thought to myself, "Oh dear! My bronze drinking bowl, the one I bought from the efforts of my trips to Kerong and Kathmandu, has been given out in Busru's father's share!" But I continued to sit there quietly. [Loudly] Then well! my second younger brother came up to get his share. He said, "That bronze drinking bowl must be given to Elder Sister! That's the one she bought with the gallon measure of salt she was given after going to Kerong! The only thing that she bought from that salt was that bronze drinking bowl; that bowl's hers! She didn't waste even one paisa on that trip." And then, right then!, he reached out and in a single sweep of his arm, Lo! he grabbed that bronze drinking bowl back and set it in a separate pile for me. 28 In the above quotations, the insertions are as given in March's paper.31 For South Asia, see Arens and Van Beurden (1977), Bennett (1983) Mandelbaum (1988), and Pastner32 (1974). For Mexico, see Roldan (1988). For the United States, see Zelizer (1994), who notes that in the early twentieth century, when domestic money was still a husband's property, "a wife's chances of additional cash were limited to ... asking, cajoling, downright begging, and even practicing sexual blackmail. If these techniques failed, there was also a repertoire of underground financial strategies, ranging from home pocket- picking to padding bills" (page 141). Since he spoke up, they gave it to me and I took that bronze drinking bowl away with me [laughing].31 Nhanu's reticence (which could well have cost her the bowl) contrasts with the volubility of her brothers, and underlines expected differences in male and female behavior even in communities where women are not explicitly constrained from asserting themselves. In cultures or contexts where social norms stifle explicit bargaining or voice, women may be pushed to using implicit forms of contestation. Persistent complaining, pleading ill-health, playing off male affines and consanguines against each other, threatening to return to the natal home, withdrawing into silence, and withholding sex from husbands, are all means by which women are noted to bargain within the family, not only in South Asia, but elsewhere, as in Latin America and the United States. These32 can, however, prove less effective in many contexts than more explicit forms of bargaining. Bargaining over Social Norms Conventionally, economists assume that individual preferences and social norms are exogenously given. In bargaining models, too, when social norms have been introduced as factors, as by Lundberg and Pollak (1993), they have been assumed to be exogenous, although rare analytical descriptions recognize their endogeneity (Folbre 1995; Agarwal 1994a). In fact, social norms are not immutable and are themselves 29 subject to bargaining and change, even if the time horizon for changing some types of norms may be a long one. Indeed, a good deal of what is socially passed off as natural and indisputable, including women's roles and modes of behavior, may be the outcomes of past ideological struggles. To shift what has long been taken for granted by a community into the arena of contestation and discourse (from "doxa" to "heterodoxy") may therefore itself require bargaining. Gaining acceptance for the idea that the inequities women suffer are not biologically rooted but socially constructed would be a part of this process, as would proposing how gender relations can be differently constructed. In relation to bargaining over social norms, there are three points of particular note: one, the role of economic factors in pushing people to challenge norms; two, the role of groups (as opposed to individuals) in enhancing people's ability to challenge norms; and three, the interactive nature of bargaining within and outside the household in effectively challenging social norms. (Virtually by definition, the arena of bargaining over norms has to extend beyond the household, since for ideas and practices to become "norms" requires their acceptance beyond the individual household.) All these aspects are revealed when we examine contestation over purdah norms in the predominantly Muslim societies of Bangladesh and Pakistan. In these societies, as indeed in many other parts of South Asia, women caught in the poverty trap face conflicting choices between survival needs and social status within the community. Many resolve this dilemma by taking up income-generating work, some within the home, others outside it. The implications vary accordingly. Women working at home in individual isolation are unable to challenge purdah (Shaheed 1989), while those working in urban factories are beginning to do so. Garment workers in Dhaka city argue: "The best purdah is the burkah [veil] within oneself, the burkah of the mind. People only say that working violates purdah in order to keep women down" (Rahela, in Kabeer 1991, 16). 30 It is, however, the collective challenge posed by women as part of an organized group that is found to best facilitate this process of change, not least because those whom they need to oppose are often gender-retrogressive groups seeking to maintain, even define, specific norms. In Bangladeshi villages, women members of the Bangladesh Rural Advancement Committee (BRAC) (an NGO seeking to improve the economic and social position of the rural poor through group schemes for credit and income-generation) are beginning to question the legitimacy of purdah itself, as something that is defined by the elite: When the women from rich households need to go to the town to appear in court, even to remain in town for 3-4 days at a time, this is sanctioned as [within the norms of] purdah. When women from a BRAC-organized group want to go ... even for a day, to attend a workshop or meeting ... [t]heir action is condemned as bepurdah. The norms of purdah that may be relaxed for the wives of the rich can, just as easily and quickly, be clamped down on the women of other households (a BRAC woman, cited in Chen 1983, 73). Further: The mullahs or religious leaders have some say on what is purdah or bepurdah but it is village leaders who have the final say. The mullahs, upon request from the elders, will start the rumour that such-and-such action or behavior is bepurdah.... In this way, the rich and elders (through the religious leaders) can determine what work is suitable or not suitable for women to perform (a BRAC woman, cited in Chen 1983, 73). 31 On the one hand, economic necessity has created the impulse to challenge these restricting norms: "We do not listen to the mullahs anymore. They do not give us even a quarter kilo of rice" (Chen 1983. 175-177). On the other hand, group solidarity within BRAC has clearly strengthened women's ability to bargain both within the household and with the community. Some BRAC women narrate their experiences as follows (Chen 1983, 177, 165): Now nobody talks ill of us. They say 'they have formed a group and now they earn money. It is good.' Before the village elders and union-council members abused and threatened us for joining the group, now they are silent.... Before we did not understand our ways, now we understand profit and loss.... Before we did not know our rights to rations and medical services, now we are conscious and exert pressure to receive our due.... Before we did not go outside our homes, but now we work in the field and go to the town.... Before our minds were rusty, now they shine. Women also report that, as a result of their economic contributions and group strength, their husbands are now less opposed to them joining BRAC, and are also less physically and verbally abusive, more willing to allow them freedom of movement, and more tolerant toward their interaction with male strangers in work contexts. In other words, there has been a loosening of restrictive social norms both within the home and outside it. Economic analysis that treats purdah norms as exogenous, for instance in specifications of female labor supply functions, would thus be inadequate insofar as women who undertake income-generating work are able to contest and redefine the norms, thereby highlighting their endogeneity. Contestations around other social norms similarly warrant examination. 32 What Affects Bargaining over Norms? We can surmise from the above that the ability of persons to challenge norms that go against their self-interest would depend on at least three factors: their economic situation; the link between command over property and control over institutions that shape gender ideology; and group strength. The latter two aspects need further elaboration. First, those who own and/or control wealth-generating property can exercise substantial direct and indirect control over the principal institutions that shape ideology, such as educational and religious establishments and the media (defined broadly to include newspapers, TV, radio, film, theater, as well as literature and the arts). These can influence social norms in either gender-progressive or gender-retrogressive directions. At the local level, BRAC women's observation that the rich and the village leaders are able to define purdah norms is also striking. It links economic and political power with the ability to bend religious ideologies and social norms to one's own purpose. Some writers, while recognizing that social norms can be contested, locate the contestation perhaps too much in ideology and give inadequate weight to the links between gender ideologies and economic inequalities, or to economic inequalities as a significant (although not sole) determinant of relative male-female power within (and beyond) the household. Moore (1991, 8-9), for instance, notes: "[T]he relations of domination and subordination which are at the base of gender inequalities within the household cannot be explained as a simple outcome of economic inequalities," and further that "bargaining and negotiation between women and men... are often about definitions and interpretations, and it is for this reason that gender relations are always involved with power." But if power is not to be seen as a thing in itself, we do need to ask: of what is this power constituted, and what is its source? Here the interactive effect of the economic and political appears crucial. Economic inequalities, while not the only influence, do usually play a critical role in structuring power relations, by giving some people greater authority over definitions and interpretations than others. Here we might 33 For the Grameen Bank, see Hossain (1988) and Rahman (1986); and for SEWA, see Rose (1992).33 It has been argued by some (e.g., Bourdieu 1977) that the interest of the dominant groups would be34 to maintain the space of the undiscussed, and that of the dominated to reduce it by exposing the arbitrariness of the taken-for-granted, and by bringing issues hitherto seen as "private" into the public domain—that is, by redefining the boundaries of doxa. Fraser also elaborates on how discourses about women's needs tend to be structured by the power35 relations between women and men. For India, see Bhasin and Agarwal (1983), Chakravarti (1983), Kalia (1979), and Krishnan and Dighe36 (1990). also link women's lesser command over property with the shaping of norms that disadvantage them. Equally, group solidarity and collective action appear critical for contesting social norms, as is also apparent from the purdah-related examples. In fact, contestation over norms may emerge as a by-product of forming groups for the more effective delivery of economic programs. The experiences of the Grameen Bank and BRAC in Bangladesh, of SEWA in India, and of many other groups, support this conclusion. One might say,33 group organization "empowers" women to confront existing sources of inequality, including those embodied in representations. As Fraser (1989, 166) notes: "[N]eeds34 talk appears as a site of struggle where groups with unequal discursive (and nondiscursive) resources compete to establish as hegemonic their respective interpretations of legitimate social needs." Feminist critiques of school and university35 curricula and texts, of the images and messages of modern media (radio, TV, film), of religious myths and mythologies, and so on, are a part of this effort to redefine how women's capabilities, needs, and rights are represented. But the influence of these36 critiques is likely to depend on both the economic strength and the group strength of the critics (see, also, Folbre 1994). 34 SELF-PERCEPTIONS, ALTRUISM, AND SELF-INTEREST Formal household models assume fully aware, and typically self-interested, individuals participating in the bargaining process. But what if some household members do not act in their own interest and therefore do not bargain to their best advantage? For instance, Sen (1990) argues that the outcome of bargaining will be less favorable to a person the less value s/he attaches to her/his own well-being relative to the well-being of others ("perceived interest response"), and that this tends to be especially so in "traditional societies" such as India, where women may tend not to think in terms of self-interest or of their individual well-being: [I]nsofar as intrafamily divisions involve significant inequalities in the allotment of food, medical attention, health care, and the like (often unfavorable to the well-being—even survival—of women), the lack of perception of personal interest combined with a great concern for family welfare is, of course, just the kind of attitude that helps to sustain the traditional inequalities. There is much evidence in history that acute inequalities often survive precisely by making allies out of the deprived. The underdog comes to accept the legitimacy of the unequal order and becomes an implicit accomplice (Sen 1990, 126, emphasis mine). Some other scholars argue that women are, on average, more altruistic than men because they have a less "separatist" self, or are socialized such that they are less willing than men to drive hard bargains (see literature reviewed in England 1989); or that women are more oriented toward fulfilling collective (especially children's) needs and men more oriented toward personal goods (Beneria and Roldan 1987). Are women less able to perceive their self-interest or are they more inclined toward altruism than men? Would they therefore strike weaker bargains? Consider, first, women's perception of self-interest. 35 See Scott (1985) for an elaboration of this term.37 See Abdullah and Zeidenstein (1982), Jansen (1983), Lindholm (1982), Luschinsky (1962), Nath38 (1984), and White (1992). Do Women Suffer from False Perceptions? The idea that women tend to have a less sharp perception of their individual interests in societies such as India, that is, that they may suffer from a form of "false consciousness" (in effect, making them complicit in perpetuating their unequal position) is interesting, but debatable. The empirical evidence on this, while limited, points more to the contrary. Observationally, it is difficult to infer from people's overt behavior whether they are conforming to an unequal order because they fully accept its legitimacy, or accept it partially, or out of fear, or because they believe they have no other options. For understanding women's perceptions about the inequitable nature of gender relations, we therefore need to examine not only their overt acts of resistance, but the many covert ways in which they express their disaffection. Empirical work that probes women's covert responses, by recording their views in contexts where they can express themselves freely, or by using participant observation methods to penetrate their "subculture," provides diverse examples of women's "everyday resistance" to intrahousehold37 inequalities in resource distribution and control, and to their double work burdens. For instance, there are numerous cases of South Asian rural women living under norms of seclusion, covertly trying to get some cash that they can independently control, by secretly undertaking income-earning activities, or by clandestinely selling small amounts of household grain to safeguard their earnings from husbands and in-laws. Abdullah and38 Zeidenstein (1982, 47), summarizing their many interviews in Bangladeshi villages, observe: 36 Women told us usually what other women have done. For example, one woman stocked rice in another woman's house so her husband could not know she had it. Another woman had a neighbour raise a goat for her so her husband would not know about it. Yet another woman has opened a pan business with her young son and has told him to keep their earnings a secret from the husband. Most women say that they hide their savings in holes in the bamboo, in the roof, or under piles of cloth. In the North-West Frontier Province (NWFP) (Pakistan), Lindholm (1982, 201) notes: "The husband considers this [i.e., a wife secretly selling grain] theft, but the wife considers it her just dues for her work." In Sri Lanka, women coir workers "usually hide their money in different parts of the house, so that, after a beating [the woman] can disclose one place, thereby giving [the husband] the illusion she has handed all her savings to him" (Risseeuw 1988, 278). Although most women spend the money they so control on family subsistence, some also spend it on their own needs (Abdullah and Zeidenstein 1982), or buy gifts for family members to win their support and affection (Luschinsky 1962)—in other words, to build "social capital." Yet others invest in goats and cows, which they keep in their parental homes. This is especially typical of women living with their in-laws, where earnings have to be shared with the extended household (Nath 1984). Unequal food- sharing in a joint family may also be circumvented by women in ingenious ways, including by holding clandestine picnics with women friends (Enslin 1990), or feigning spirit possession to extract food items otherwise denied them (Khan 1983; also personal observation in north India). Equally, there are many indications from sociological studies, based on interviews with peasant women, that women by no means readily accept the unequal gender division of labor as legitimate, whether they covertly resist it or merely lament about it. White (1992, 318), for instance, recounts how village women in Bangladesh may serve tea 37 Although my focus here is on women's resistance to intra-family gender inequalities, there are also39 examples from Asia of women's covert resistance in the workplace. See, for instance, Ong (1983) on women electronic factory workers in Malaysia claiming spirit possession to resist strict factory discipline; and Gunawardena (1989) on frequent absenteeism, tardiness, and irregular work hours during peak cultivation seasons among Sri Lanka's women plantation workers. Based on her 18 months of fieldwork, Gunawardena notes: "Rural women ... simply did not comply to the dominant forces operating in their lives, but devised means by which to skirt, side step, and bend the system, so to speak, to their advantage whenever possible." She calls this strategizing for maximizing self-advantage. without milk to their husbands' friends so that the men would "not think she had nothing better to do than make tea for them all day and should be discouraged from returning." Peasant women in north India comment: Agricultural labourer men help Jat men in the fields, but for Jat women it only means more work. We have to cook more food and feed the labourers as well.... Women should also have fixed hours of work (Horowitz and Kishwar 1982, 17). We women stay at home and do back-breaking work even if we are feeling ill or if we are pregnant. There is no sick leave for us. But we do not have any money of our own and when the men come home we have to cast our eyes down and bow our heads (Sharma 1980, 207). All these examples, in different ways, challenge any simple notion that women in rural South Asia (or indeed elsewhere) have accepted the legitimacy of intrahousehold inequality. The overt appearance of compliance ("cast our eyes down") need not mean39 that women lack a correct perception of their best interests; rather, it can reflect a survival strategy stemming from the constraints on their ability to act overtly in pursuit of those interests (e.g., "we do not have any money of our own"). Hence, although I agree with Sen (1990, 126) that "it can be a serious error to take the absence of protests and questioning of inequality as evidence of the absence of that inequality," I would add that 38 Sen (1990), while recognizing that deprived groups may comply for many different reasons—habit,40 hopelessness, resignation, etc., sees this as resulting in their willingness to accept the legitimacy of the established order rather than in their covertly resisting that order. He writes (1990, 127): "Deprived groups may be habituated to inequality, may be unaware of possibilities of social change, may be hopeless about upliftment of objective circumstances of misery, may be resigned to fate, and may well be willing to accept the legitimacy of the established order." Bourdieu's (1977, 167-170) notion of "doxa" and Gramsci's (1971) characterization of "hegemony" are also of interest in this context, but neither writer explicitly addresses or resolves this issue, although Gramsci's writings suggest an emphasis on consent via internalization. it can equally be an error to take the absence of overt protest as the absence of a questioning of inequality. Compliance need not imply complicity.40 It is also likely that while on some issues women articulate or even believe in ideologies that benefit men—for instance, maintaining that child care is women's responsibility, on other issues there is observable opposition, such as towards family authority structures, male control over cash, and domestic violence. Class factors might also affect to what degree women see their self-interest as congruent to that of the household. In northern South Asia, it is middle and rich peasant women (who benefit from their husbands' properties and face greater social restrictions on outside employment), rather than women agricultural laborers, who more typically insist that it is important to have sons for continuing the lineage, and who have a more negative attitude toward daughters (Horowitz and Kishwar 1982; Gardner 1990; personal observation). In explaining gender inequalities, I would therefore place much less emphasis than Sen does on women's incorrect perceptions of their self-interest, and much more on the external constraints to their acting overtly in their self-interest. Or, to put it another way, what is needed is less making women realize they deserve better, than having them believe they can do better (by building their self-confidence, providing information, etc.), and by helping them to, in fact, do better, through strengthening their bargaining position. Grassroots organizing experience among women, in South Asia and elsewhere, also bears this out. 39 See Beneria and Roldan (1987), Blumberg (1991), and Mencher (1988).41 See Agarwal (1986), Drèze and Sen (1989), and Kabeer (1994).42 See Papanek (1990), Sharma (1980), and White (1992).43 Patrilocal: the wife takes up residence with the husband and (with or near) his patrilineal kin.44 Matrilocal: the husband takes up residence with the wife and (with or near) her matrilineal kin. Women in traditionally matrilineal and bilateral communities also often openly challenge their45 husbands in ways that women in patrilineal communities usually do not (Agarwal 1994a). Altruism or Self-Interest? Unlike the notion of false perceptions, altruism (like self-interest) implies self- awareness. But altruism, too, can affect bargaining outcomes. The question is: are women more altruistic than men? At one level, some of women's actions within families appear to support this view. For instance, developing country evidence shows that poor women spend the income they control largely on family needs rather than on personal needs. Again, women in South41 Asia usually forfeit their inheritance claims in land in favor of brothers (Agarwal 1994a); peasant women in north India and Bangladesh often eat last and least, while feeding the best food to their sons and husbands; and so on. A number of writers explain such42 actions in terms of women being socialized into acting more responsibly or more altruistically than men. This may well be part of the explanation, but does not appear to43 be all of it. First, there are significant differences in such behavior patterns across regions and communities. For instance, in contrast to women in the patrilineal-patrilocal northwest, women among the matrilineal-matrilocal Khasis of the northeast (as noted) do not wait44 for late-returning husbands before eating their evening meal. While this could reflect45 differences in socialization, there are also clear variations in women's material conditions in these two contexts, with the women from patrilineal families in the northwest being 40 See, especially, Papanek (1990) and Cain (1988) on the economic insecurity that north Indian and46 Bangladeshi rural women, in particular, face in the absence of a son. Sons improve a woman's bargaining power in her conjugal home with both the husband and his kin. Maher (1984) describes a similar situation in Morocco. much more dependent on male members than those from matrilineal families in the northeast. Second, with limited outside options, women might well seek to maximize "family" welfare, because it is in their long-term self-interest (even if it reduces their immediate well-being), insofar as women are more dependent on the family for their survival than are men. This dependence can be both economic and social. Socially, for instance, where female seclusion is strong, women need male mediation to deal with outside-family institutions; or widowhood may carry social disabilities (as in India) that widowerhood does not. Also, women's dependence on the family can be longer lasting than men's, given women's higher life expectancies. In the circumstances, women may well have, or believe they have, no other option than favoring family members over themselves. Third, a woman investing more in sons than in daughters, as in northern South Asia, appears to be acting more out of self-interest than altruism, when read in the light of prevailing male advantage in labor markets and property rights, of women's need for male mediation in the community, and of their dependence on sons in widowhood or old age. 46 Indeed, one might ask: would altruism be so obviously sex-selective? Thus, if women forego their claims in family assets in favor of sons, brothers, or the extended family, or give gifts to kin to secure their affection, these could be interpreted as ways by which women with a weak resource position seek to strengthen their family ties in order to ensure economic and social support when they need it, sacrificing their immediate welfare for future security. A similar interpretation could fit the observation of an increasing number of Bangladeshi village women today asserting (or proclaiming their intention to assert) their 41 See also England (1989), Folbre (1994), Lucas and Stark (1985), and Sen (1982), the last47 especially on the need to accommodate "commitment" as a part of behavior, commitment defined in terms of "a person choosing an act that he believes will yield a lower level of personal welfare to him than an alternative that is also available to him" (p. 92). land rights, while a generation ago, their mothers gave up those rights in favor of brothers. Here the mothers' behavior may appear altruistic and that of the daughters self- interested. But given that, today, kin support structures are eroding, while earlier such support was more readily forthcoming, both actions would be congruent with self- interest. In other words, if women expend their energies and earnings on the family and extended kin, this appears to be as consistent with self-interest as with altruism. Or both altruism and self-interest might be operating, although it is difficult to say in what47 relative measure, and with what variation by context. Stark (1995), in fact, argues that even altruistic behavior may be specifically cultivated by parents ("preference shaping") out of self-interest, to ensure that their children look after them in old age. To inculcate in the children "an internal enforcement mechanism," parents may use the demonstration effect, by behaving in an altruistic manner toward others in front of their children. Finally, to the extent that both altruism and self-interest motivate behavior, this mix need not be limited to women, although notions of self-sacrifice, nurturance, and so on, are usually more emphasized for women than men (Papanek 1990). The recognition that women, like men, may be motivated by self-interest (rather than only or mainly by altruism), and that both women and men may be concerned with individual as well as family welfare, even if in differing degrees, and even if their overt actions place them on different sides of the spectrum, also focuses attention more directly on the material constraints that shape women's behavior. It cautions against explanations that are biological in their thrust ("women are by 'nature' more self-sacrificing"), or that 42 Folbre and Hartmann (1988) note that by virtue of their association with the family and home,48 women have come to be portrayed as relatively "non-economic," naturally altruistic creatures. This portrayal has been used to justify women's lower wages and limited job opportunities, but "women's commitment to family is not necessarily a function of their preferences or their productivity. It is often constrained by the reluctance of other family members to help with housework and child care responsibilities" (p. 195). presume deficiencies in women's self-perception or economic motivation, just as it48 cautions against assuming that self-interest is the only motivating factor. In terms of governmental as well as grassroots interventions, this recognition would call for a strengthening of women's fallback position, so that they are less economically and socially dependent on sons, husbands, or brothers, rather than locating solutions primarily in raising women's awareness of what constitutes their well-being. Altruism and Intrahousehold Coalitions Bargaining models assume that each person will bargain on her/his own behalf within the household. However, just as there can be interest coalitions outside the household, so there can be interest coalitions within it, say, between co-wives in a polygamous household, or between mothers and children, or between mothers and sons. This also impinges on the question of bargaining and self-interest in an interesting way. Even women who may be willing to sacrifice their own interest for that of family members out of altruism may strike a hard bargain with their husbands on behalf of their children. Indeed they may do so more overtly than if they were acting solely on their own behalf; that is, women's concern with "family needs" need not include the husband's needs. Some evidence from South Asia and Africa does suggest that women, not uncommonly, see their interests as congruent to those of their dependent children and 43 In many African societies, the mother-child unit has a "relative autonomy and separate identity"49 (Guyer and Peters 1987, 207). In India, Ross' (1961) grading of emotional closeness in 11 types of relationships among Hindu joint families in Bangalore City put the mother-son and brother-sister relationships in the top two positions, and husband-wife as second to last. And Maher (1984, 115-116) notes that in Moroccan villages, "women look on husbands and fathers as potential enemies and sons and brothers as potential allies in the struggle they engage in to mitigate the power of the former over the conditions of their existence." Folbre (1997), in her discussion of "gender-specific environmental parameters," and Agarwal50 (1994a) appear to be among the few who, in different ways, have engaged this question. potentially antagonistic to those of their husbands. In such contexts, there need be no49 necessary contradiction between women's possible altruism on behalf of children and their bargaining hard with their husbands. In light of the above, the idea of women's false perceptions appears to have been overstretched, as also are the arguments concerning the gender-specificity of altruism. At the same time, it cannot be assumed (as most bargaining models do) that women and men are motivated solely by self-interest. To the extent that women as well as men might be motivated by both altruism and self-interest (as appears realistic to assume), but in degrees that cannot be specified a priori, it would be difficult to predict outcomes (see, also, England 1989). The implications of intrahousehold coalitions in determining bargaining power could, however, be examined empirically. 3. BEYOND THE HOUSEHOLD: THE MARKET, THE COMMUNITY, AND THE STATE We have noted at various points in the paper that women's bargaining power within the home is clearly associated with their situation outside it. Although, as mentioned earlier, some discussions of household bargaining recognize that "extrahousehold environmental parameters" (McElroy 1990) impinge on intrahousehold bargaining power, we need to go beyond mere recognition to examine how such parameters can themselves be bargained over.50 44 See, for example, Barrett (1980) and Kumar (1989).51 Outside the household/family, gender interactions take place in several arenas, of which three are especially important: the market, the community, and the State. The bargaining approach can usefully be extended to characterize gender interactions in these arenas as well. THE MARKET Unlike the theoretical ambiguity about motivation that surrounds characterizations of gender relations within the household, market relations are unambiguously depicted in economic analysis as guided by self-interest. In this arena, bargaining takes its most explicit form and has been focused on widely, especially in the context of labor markets and trade unions. Given the attention that market-related bargaining has already received, it is not detailed here. What does need mention, however, is that women's ability to bargain in the market, as in other arenas, is mediated by gendered norms and practices; and that owning and controlling property (especially landed property, in agrarian contexts) is important for strengthening women's bargaining power in the market as well. Both aspects were mentioned earlier, but the former needs some elaboration. Consider the labor market. Bargaining may occur over wages, the duration and intensity of work, work conditions, and so on. But women's bargaining power in the workplace (in comparison with men's) would be constrained not only by gender gaps in skills, information, and education, but also by women's domestic responsibilities, which reduce their job options; by employers' assumptions (which, as noted, may be quite erroneous) regarding women's abilities, work commitment, efficiency